Martha H. Mcmurtray

DALLAS FINANCIAL ADVISORS

Dallas, TX 75251

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CRD#: 5084407

Professional summary

Martha Helen Mcmurtray is a registered financial advisor currently at DALLAS FINANCIAL ADVISORS, LLC located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.

Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Martha has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/15/2014 - RG Advisors, Inc - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 03/16/2017 - No Business Name - Non-inv Related - Dallas, TX - Notary - Start Date: 08/08/2008 - 2 Hrs/Mo; 2 Hrs During Trading 3) 11/01/2023 - Dallas Financial Advisors - Inv Related - Dallas, TX - Registered Investment Advisor - IAR - Start Date: 10/24/2023 - 160 Hrs/Mo & During Trading - I provide investment advisory services through Dallas Financial Advisors, an independent investment advisor firm. I started this business activity in 11/1/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Helen Mcmurtray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2023 - Present

DALLAS FINANCIAL ADVISORS, LLC

Office #1: 7616 Lbj Fwy Ste 724, Dallas, TX 75251

RIA

CRD#: 328001

Dallas, TX

Current

December 20, 2006 - Present

LPL FINANCIAL LLC

Office #1: 7616 Lbj Fwy Ste 724, Dallas, TX 75251-1127

RIA

CRD#: 6413

Dallas, TX

Past

April 8, 2022 - April 19, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

Past

August 6, 2019 - October 8, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/11/2023)

Colorado
(1/11/2023)

Florida
(1/11/2023)

Indiana
(1/19/2024)

Kansas
(1/11/2023)

North Carolina
(1/12/2023)

Oklahoma
(5/1/2023)

Texas
(7/12/2018)

IAR

Texas
(10/25/2023)

Virginia
(10/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/5/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/12/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/24/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 12/19/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/25/2020

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DALLAS FINANCIAL ADVISORS, LLC

DALLAS FINANCIAL ADVISORS | WINSHIP, DONNYE, EVANS | WINSHIP, DONNYE | DALLAS FINANCIAL ADVISORS, LLC

CRD#: 328001 / SEC#:

Texas

Registered Investment Advisory firm - (10/25/2023 Approved)

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Contact information

Main Address

7616 Lbj Fwy Ste 724, Dallas, TX 75251

Mailing Address

Phone number

(214) 245-4572

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	207
AUM (Assets Under Management)	$ 58,306,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Martha H. Mcmurtray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martha Helen Mcmurtray's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/5/2019

Series 63

Date: 7/12/2018

Series 7TO

Date: 5/24/2019

SIE

Date: 10/1/2018

Series 6

Date: 12/19/2006

Series 24

Date: 11/25/2020

FINRA

Current Firm

DALLAS FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DALLAS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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