Timothy P. Getzoff
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Paul Getzoff, who also goes by Timothy Paul Getzoff, Timothy Getzoff, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2018 - June 30, 2023
NI ADVISORS
January 10, 2018 - June 30, 2023
NI ADVISORS
April 5, 2017 - December 21, 2017
EAGLE STRATEGIES LLC
March 16, 2017 - December 21, 2017
NYLIFE SECURITIES LLC
August 7, 2012 - March 1, 2017
NI ADVISORS
August 7, 2012 - March 1, 2017
NI ADVISORS
February 8, 2011 - August 3, 2012
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 7, 2011 - August 3, 2012
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 25, 2008 - February 4, 2011
NEW ENGLAND SECURITIES
June 18, 2008 - February 4, 2011
NEW ENGLAND SECURITIES
February 20, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 20, 2007 - April 3, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 12, 2006 - November 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
July 25, 2006 - November 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NI ADVISORS
CRD#: 134502 / SEC#: , 8-66841
Contact information
FINRA licenses (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7 |
| AUM (Assets Under Management) | $ 3,560,000 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
