Mubarak S. Ahmed
Professional summary
Mubarak Seastres Ahmed, who also goes by Mo Ahmed, Mubarak Seastres Ahmed, is a registered financial professional currently at BOFA SECURITIES, INC. located in New York, New York and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located in Jersey City, New Jersey.
Mubarak is registered as a RR (Registered Representative) and started their career in finance in 2012. Mubarak has worked at 20 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 7TO, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mubarak Seastres Ahmed's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
BOFA SECURITIES, INC.
Office #1: One Bryant Park, New York, NY 10036December 6, 2022 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Office #1: 101 Hudson St, Jersey City, NJ 07302July 23, 2024 - Present
BOFA SECURITIES PRIME, INC.
Office #1: One Bryant Park, New York, NY 10036December 13, 2022 - January 3, 2023
DASTA FINANCIAL, LLC
November 8, 2022 - November 29, 2022
GTN AMERICAS FINANCIAL SERVICES
October 7, 2022 - November 29, 2022
SYNAPSE BROKERAGE LLC
September 12, 2022 - January 5, 2023
TICKRS CLEARING
March 24, 2022 - December 5, 2022
TAPP ENGINE SECURITIES
February 28, 2022 - January 2, 2023
OPTIONALITY SECURITIES
February 18, 2022 - January 4, 2023
VIEWTRADE SECURITIES, INC.
October 27, 2021 - December 1, 2022
SECURRENCY SECURITIES INC.
January 13, 2021 - December 1, 2022
AAG CAPITAL, INC
January 4, 2021 - October 26, 2021
OASIS PRO MARKETS LLC
September 28, 2020 - October 7, 2022
SYNAPSE BROKERAGE LLC
September 28, 2020 - December 9, 2022
GLOBAL SHARES FINANCIAL SERVICES INC.
July 28, 2020 - December 2, 2022
BRASIL PLURAL SECURITIES LLC
April 1, 2019 - March 6, 2020
CARTA SECURITIES, LLC
June 25, 2018 - December 10, 2018
MIRAE ASSET SECURITIES (USA) INC.
March 15, 2017 - June 21, 2018
MAREX CAPITAL MARKETS INC.
August 7, 2012 - November 5, 2013
FIDELITY BROKERAGE SERVICES LLC
August 7, 2012 - March 16, 2017
NATIONAL FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2022)
(7/23/2024)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 6/6/2019
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BOFA SECURITIES PRIME, INC.
CRD#: 316331 / SEC#: , 8-70788
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BOFA SECURITIES, INC. | SOLE SHAREHOLDER | 283942 |
| BOURNE, STUART MARK | DIRECTOR | 6611063 |
| DODDS, KEVIN PATRICK | CHIEF COMPLIANCE OFFICER | 1389294 |
| HUEBSCH, KEITH EVAN | DIRECTOR | 6367678 |
| MOONEY, SARA RATHBONE | CHIEF FINANCIAL OFFICER | 7616382 |
| SANTANNA, VINCENT C. | CHIEF OPERATIONS OFFICER & FINOP | 5290525 |
| SCOTT, MATTHEW ROBERTS | CHIEF EXECUTIVE OFFICER & PRESIDENT | 2522403 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
