Aaron M. Ward

RBF WEALTH ADVISORS

St. Louis, MO 63141

Some features on this profile are disabled

CRD#: 5083528

Professional summary

Aaron Michael Ward is a registered financial advisor currently at RBF WEALTH ADVISORS located in St. Louis, Missouri and PRIVATE CLIENT SERVICES, LLC located in St Louis, Missouri.

Aaron is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Aaron has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Roman Butler Fullerton; RBF Wealth Advisors. 680 Craig Road, Suite 201, Saint Louis, MO 63141. RIA. 200 hrs/mo; 3 during trading hrs. 2) StudentLoansRX. 680 Craig Road, Suite 201, Saint Louis, MO 63141. Student loan repayment planning needs of the dental and other emerging healthcare professionals. Advisor and financial planner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Ward's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2010 - Present

RBF WEALTH ADVISORS

Office #1: 680 Craig Road Suite 201, St. Louis, MO 63141

RIA

CRD#: 104771

St. Louis, MO

Current

June 30, 2023 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 680 Craig Road, Ste 201, St Louis, MO 63141

RIA

CRD#: 120222

St Louis, MO

Past

July 29, 2010 - July 3, 2023

TRIAD ADVISORS LLC

CRD#: 25803

ST LOUIS, MO

Past

April 7, 2006 - August 4, 2010

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ST. LOUIS, MO

Past

March 23, 2006 - August 4, 2010

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(8/2/2010)

Missouri
(6/30/2023)

IAR

Texas
(11/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RBF WEALTH ADVISORS

LANG & BECKER, INC. | ROMAN BUTLER FULLERTON & CO | RBF WEALTH ADVISORS | RBF & CO. WEALTH ADVISORS

CRD#: 104771 / SEC#: 801-20351

RIA

Registered Investment Advisory firm - (3/1/1984 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

680 Craig Road Suite 201, St. Louis, MO 63141

Mailing Address

Phone number

(314) 997-1652

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (2/10/2025)

FORM ADV PART 2A APPENDIX (WRAP PROGRAM BROCHURE) (2/10/2025)

Regulatory assets under management

Total Number of Accounts	2,255
AUM (Assets Under Management)	$ 647,718,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aaron M. Ward

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron Michael Ward's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

TRIAD ADVISORS LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

RBF WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2006

FINRA

Current Firm

RBF WEALTH ADVISORS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RBF WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors