RF
Robert J. Fisher
CCO CAPITAL
Los Angeles, CA 90010
Some features on this profile are disabled
CRD#: 5083144
RF
Professional summary
Robert Jason Fisher, who also goes by Jason Fisher, is a registered financial professional currently at CCO CAPITAL, LLC located in Los Angeles, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2006. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jason Fisher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Jason Fisher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2023 - Present
CCO CAPITAL, LLC
Office #1: 4700 Wilshire Boulevard, Los Angeles, CA 90010BD
CRD#: 31147
Los Angeles, CA
Past
May 13, 2020 - August 17, 2023
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
SANTA MONICA, CA
Past
May 14, 2013 - May 14, 2020
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
LOS ANGELES, CA
Past
September 22, 2006 - April 11, 2013
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
LOS ANGELES, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/15/2023)
RR
Alaska(9/15/2023)
RR
Arizona(9/15/2023)
RR
Arkansas(9/15/2023)
RR
California(9/15/2023)
RR
Colorado(9/15/2023)
RR
Connecticut(9/15/2023)
RR
Delaware(9/15/2023)
RR
District of Columbia(9/15/2023)
RR
Florida(9/15/2023)
RR
Georgia(9/15/2023)
RR
Hawaii(9/15/2023)
RR
Idaho(9/15/2023)
RR
Illinois(9/15/2023)
RR
Indiana(9/15/2023)
RR
Iowa(9/15/2023)
RR
Kansas(9/15/2023)
RR
Kentucky(9/15/2023)
RR
Louisiana(9/15/2023)
RR
Maine(9/15/2023)
RR
Maryland(9/15/2023)
RR
Massachusetts(9/15/2023)
RR
Michigan(9/15/2023)
RR
Minnesota(9/15/2023)
RR
Mississippi(9/15/2023)
RR
Missouri(9/15/2023)
RR
Montana(9/15/2023)
RR
Nebraska(9/15/2023)
RR
Nevada(9/15/2023)
RR
New Hampshire(9/15/2023)
RR
New Jersey(9/15/2023)
RR
New Mexico(9/15/2023)
RR
New York(9/15/2023)
RR
North Carolina(9/15/2023)
RR
North Dakota(9/15/2023)
RR
Ohio(9/15/2023)
RR
Oklahoma(9/15/2023)
RR
Oregon(9/15/2023)
RR
Pennsylvania(9/15/2023)
RR
Puerto Rico(9/15/2023)
RR
Rhode Island(9/15/2023)
RR
South Carolina(9/15/2023)
RR
South Dakota(9/15/2023)
RR
Tennessee(9/15/2023)
RR
Texas(9/15/2023)
RR
Utah(9/15/2023)
RR
Vermont(9/15/2023)
RR
Virgin Islands(9/15/2023)
RR
Virginia(9/15/2023)
RR
Washington(9/15/2023)
RR
West Virginia(9/15/2023)
RR
Wisconsin(9/15/2023)
RR
Wyoming(9/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CC
CCO CAPITAL, LLC
CCO CAPITAL, LLC | COLE CAPITAL CORPORATION
CRD#: 31147 / SEC#: , 8-45375
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Mailing Address
2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016
Phone number
(602) 778-6312
Established
Delaware since 02/01/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
