Theodore R. Augustyniak

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Oakbrook Terrace, IL 60181

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CRD#: 5082577

Professional summary

Theodore Richard Augustyniak, who also goes by Ted Richard Augustyniak, Teddy Richard Augustyniak, Theodore R Augustyniak, is a registered financial advisor currently at CREATIVE RESOURCES INVESTMENT ADVISORS LLC located in Oakbrook Terrace, Illinois.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Theodore has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Richard Augustyniak | Teddy Richard Augustyniak | Theodore R Augustyniak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Farmers Insurance Group, through Augustyniak Insurance Agency, Inc. (as of 4/1/17), Westmont, IL, investment related, start date 12/2016, insurance agent, 140 hrs/month, selling life, health, long-term care, home, and auto insurance. Legend Advance Funding, New York, NY, Investment Related, Start Date May 2017; Consultant for merchant funding; 2 hours/month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Richard Augustyniak's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 2, 2015 - Present

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Office #1: 18w 140 Butterfield Road Suite 1500, Oakbrook Terrace, IL 60181

RIA

CRD#: 110484

Oakbrook Terrace, IL

Past

March 10, 2015 - March 3, 2016

LEGEND SECURITIES, INC.

CRD#: 44952

NEW YORK, NY

Past

October 28, 2014 - March 29, 2016

NEWPORT COAST ASSET MANAGEMENT, INC.

RIA

CRD#: 170311

CHICAGO, IL

Past

September 3, 2013 - March 29, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

CHICAGO, IL

Past

August 30, 2013 - February 17, 2015

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

CHICAGO, IL

Past

April 25, 2012 - September 30, 2013

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

NEW YORK, NY

Past

December 5, 2011 - April 24, 2012

ARISTON WEALTH MANAGEMENT, L.P.

RIA

CRD#: 158220

CHICAGO, IL

Past

December 2, 2011 - September 30, 2013

WINDSOR STREET CAPITAL, LP

CRD#: 34171

CHICAGO, IL

Past

July 19, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

RIA

CRD#: 48

CHICAGO, IL

Past

July 19, 2010 - December 1, 2011

ANDERSON & STRUDWICK, INCORPORATED

CRD#: 48

CHICAGO, IL

Past

April 5, 2010 - July 8, 2010

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

CHICAGO, IL

Past

July 9, 2009 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

RIA

CRD#: 39056

CHICAGO, IL

Past

July 9, 2009 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

CHICAGO, IL

Past

May 18, 2009 - June 26, 2009

BREWER INVESTMENT ADVISORS LLC

RIA

CRD#: 134631

CHICAGO, IL

Past

May 18, 2009 - June 26, 2009

BREWER FINANCIAL SERVICES, LLC

CRD#: 132558

CHICAGO, IL

Past

October 25, 2007 - October 6, 2009

INTEROCEAN WEALTH MANAGEMENT LLC

RIA

CRD#: 140456

CHICAGO, IL

Past

August 20, 2007 - April 28, 2009

INTEROCEAN SECURITIES LLC

CRD#: 141077

CHICAGO, IL

Past

April 18, 2006 - September 17, 2007

NATIONAL SECURITIES CORPORATION

CRD#: 7569

OAKBROOK TERRACE, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2019)

IAR

Illinois
(5/19/2015)

IAR

Massachusetts
(4/29/2019)

IAR

New Hampshire
(4/4/2019)

IAR

Rhode Island
(1/29/2019)

IAR

Texas
(4/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/5/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/17/2006

General Securities Representative Examination

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC | CREATIVE RESOURCES INVESTMENT ADVISORS, LLC

CRD#: 110484 / SEC#: 801-55177

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

California

Registered Investment Advisory firm - (8/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2015 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/17/2015 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (6/27/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (2/24/2015 Approved)

Texas

Registered Investment Advisory firm - (2/26/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920

Mailing Address

Phone number

(401) 738-0070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 19,093,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore R. Augustyniak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Richard Augustyniak's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGEND SECURITIES, INC.

NEWPORT COAST ASSET MANAGEMENT, INC.

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

ARISTON WEALTH MANAGEMENT, L.P.

ARISTON WEALTH MANAGEMENT, L.P.

WINDSOR STREET CAPITAL, LP

ANDERSON & STRUDWICK, INCORPORATED

ANDERSON & STRUDWICK, INCORPORATED

JESUP & LAMONT ADVISORS

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT SECURITIES CORP

BREWER INVESTMENT ADVISORS LLC

BREWER FINANCIAL SERVICES, LLC

INTEROCEAN WEALTH MANAGEMENT LLC

INTEROCEAN SECURITIES LLC

NATIONAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2007

Series 63

Date: 5/5/2006

SIE

Date: 3/3/2016

Series 7

Date: 4/17/2006

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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