Genelle G. Coffey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Genelle Grace Coffey, who also goes by Genelle G Coffey, Genelle G Ocanas, was a registered financial professional .
Genelle is a previously registered financial professional and started their career in finance in 2006. Genelle had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2014 - March 1, 2016
INVESCO ADVISERS, INC.
June 6, 2014 - March 1, 2016
INVESCO DISTRIBUTORS, INC.
March 19, 2014 - April 28, 2014
J.P. MORGAN SECURITIES LLC
March 19, 2014 - April 28, 2014
J.P. MORGAN SECURITIES LLC
January 3, 2011 - March 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - March 12, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 18, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
September 24, 2007 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
January 30, 2006 - November 28, 2006
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
