Robert M. Coleman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Myers Coleman, who also goes by Robert Luther, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1969. Robert had worked at 8 firms and has passed the Series 65, Series 63, Series 4 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1991 - May 16, 2000
CHRISTOPHER WEIL & COMPANY, INC.
June 17, 1987 - April 9, 1992
FINANCIAL WEST GROUP
October 20, 1977 - July 10, 1987
CHRISTOPHER WEIL & COMPANY, INC
February 5, 1975 - November 16, 1977
INVESTOGENIC SERVICES, INC.
October 10, 1974 - March 20, 1975
NEWFIELD INVESTMENTS INCORPORATED
November 12, 1973 - September 29, 1974
THOMSON MCKINNON SECURITIES INC.
July 13, 1973 - November 8, 1973
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
February 26, 1969 - August 2, 1973
MITCHUM, JONES & TEMPLETON INCORPORATED
Primary Firm SEC Registration
CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 6/26/1978
Registered Principal ExaminationCurrent Firm
CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
Contact information
SEC notice filing (13 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| GORDON, LAURA THERESA | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 1370406 |
| WEIL, CHRISTOPHER FRANCIS | CHAIRMAN, TREASURER | 461585 |
| WELLS, JOHN VIANNEY | PRESIDENT & CEO, COMPLIANCE OFFICER CORPORATE: SECRETARY | 2139802 |
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 823,560,128 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 02/26/2024 | ||
| 04/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
