AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
MB

Melissa L. Birdsall

ASHFORD SECURITIES LLC
Dallas, TX 75254
Some features on this profile are disabled
CRD#: 5082012
MB

Professional summary

Melissa Lee Birdsall, who also goes by Melissa L Birdsall, Melissa Birdsall, is a registered financial professional currently at ASHFORD SECURITIES LLC located in Dallas, Texas.

Melissa is registered as a RR (Registered Representative) and started their career in finance in 2006. Melissa has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Melissa L Birdsall | Melissa Birdsall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)EXCHANGERIGHT REAL ESTATE, LLC.; INVESTMENT RELATED; 1055 E COLORADO BLVD. STE 310, PASADENA CA 91106; PRIVATE PLACEMENT OFFERINGS; EXTERNAL WHOLESALER; 7/2022; 160HR/MO; 160 HR/MO DURING TRADING; DISCUSS AND EDUCATE REGISTERED REPRESENTATIVES REGARDING TAX DEFERRAL OPTIONS OFFERED THROUGH EXCHANGERIGHT. 2) NORTHERN SKY LLC-INVESTMENT RELATED; 2851 HUNTINGTON AVE S SAINT LOUIS PARK, MN 55416; 2 UNIT INVESTMENT PROPERTY; REAL ESTATE; OWNER-OF REAL ESTATE FIRM; 09/2018; NO HOURS DURING SECURITIES TRADING HOURS; HOLD RENTAL FUNDS IN A BUSINESS ACCOUNT.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Melissa Lee Birdsall's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2025 - Present

ASHFORD SECURITIES LLC

Office #1: 14185 Dallas Parkway, Suite 780, Dallas, TX 75254
BD
CRD#: 305330
Dallas, TX
Past

January 27, 2025 - February 14, 2025

ORCHARD SECURITIES, LLC

BD
CRD#: 133378
PLEASANT GROVE, UT
Past

July 29, 2022 - January 24, 2025

EXCHANGERIGHT SECURITIES, LLC

BD
CRD#: 283430
PASADENA, CA
Past

March 25, 2022 - October 31, 2022

EMERSON EQUITY LLC

RIA
CRD#: 130032
Bloomington, MN
Past

March 25, 2022 - October 31, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

March 8, 2021 - April 7, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
COON RAPIDS, MN
Past

January 11, 2021 - April 7, 2021

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
COON RAPIDS, MN
Past

August 8, 2018 - October 15, 2020

PFM FUND DISTRIBUTORS, INC.

BD
CRD#: 114474
MINNEAPOLIS, MN
Past

January 26, 2012 - April 2, 2018

ARES WEALTH MANAGEMENT SOLUTIONS, LLC

BD
CRD#: 119546
DENVER, CO
Past

June 28, 2010 - December 22, 2011

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
MINNEAPOLIS, MN
Past

May 30, 2008 - June 23, 2010

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
MINNEAPOLIS, MN
Past

October 9, 2007 - May 6, 2008

COLLIERS SECURITIES LLC

BD
CRD#: 7477
MINNEAPOLIS, MN
Past

August 21, 2006 - October 17, 2007

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(5/27/2025)
RR
Illinois
(5/27/2025)
RR
Indiana
(5/27/2025)
RR
Iowa
(5/27/2025)
RR
Kansas
(5/27/2025)
RR
Kentucky
(5/27/2025)
RR
Louisiana
(5/27/2025)
RR
Michigan
(5/27/2025)
RR
Minnesota
(5/27/2025)
RR
Missouri
(5/27/2025)
RR
Nebraska
(5/27/2025)
RR
North Dakota
(5/27/2025)
RR
Ohio
(6/3/2025)
RR
Oklahoma
(5/27/2025)
RR
South Dakota
(5/27/2025)
RR
Texas
(5/27/2025)
RR
Wisconsin
(5/27/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/8/2021
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/15/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ASHFORD SECURITIES LLC
ASHFORD SECURITIES LLC

CRD#: 305330 / SEC#: , 8-70405

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
14185 Dallas Parkway, Suite 780, Dallas, TX 75254
Mailing Address
14185 Dallas Parkway, Suite 780, Dallas, TX 75254
Phone number
(469) 729-0500
Established
Delaware since 07/15/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KYLEMORE HOLDINGS LLCSOLE MEMBER
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
STEIGERWALD, CARL JACOB IIICEO1231837
SUMNER, GARRETT BRUCE JRFINOP/ PFO/ POO6320306

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASHFORD SECURITIES LLC

CRD#: 305330Dallas, TX 75254

TRUST BUT VERIFY

Monitor Melissa Birdsall

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
Garland, TX
AG
Adam GelmonAdvisorCheck Check Mark
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
IAR
RR
Dallas, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.