Ryan A. Moore
Professional summary
Ryan Allen Moore is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in Chicago, Illinois.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2015. Ryan has worked at 5 firms and has passed the SIE, Series 7, Series 4 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Allen Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 24, 2026 - Present
ROBINHOOD FINANCIAL, LLC
Office #1: 151 N Franklin St Floor 29, Chicago, IL 60606January 12, 2021 - June 22, 2022
PHILLIP CAPITAL INC.
November 2, 2017 - December 21, 2020
LPL FINANCIAL LLC
August 14, 2015 - October 24, 2016
RAYMOND JAMES & ASSOCIATES, INC.
April 15, 2015 - September 14, 2015
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 7 |
Red Flags
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