Sean M. Cummings
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
WEST BOYLSTON, MA
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CRD#: 5081663
Professional summary
Sean Michael Cummings, CFP®, who also goes by Sean M Cummings, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Boylston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Shrewsbury, Massachusetts.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Sean has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Biography
I partner with families to help them create a sound financial plan based on what we've learned about them and their unique situation. I take pride in helping them follow a multi step process so that no stone is left unturned. I am passionate about my work and committed each day to delivering an outstanding experience.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean M Cummings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Michael Cummings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Bridgewater State College
Master of Science (MS) - Psychology
2000
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 571 Boston Turnpike Suite 2, Shrewsbury, MA 01545RIA
CRD#: 104555
WEST BOYLSTON, MA
Current
August 11, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 571 Boston Turnpike Suite 2, Shrewsbury, MA 01545BD
CRD#: 7784
SHREWSBURY, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
August 25, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SHREWSBURY, MA
Past
March 26, 2012 - August 3, 2015
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
SOUTH BOSTON, MA
Past
November 18, 2011 - August 3, 2015
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
SOUTH BOSTON, MA
Past
April 25, 2006 - November 18, 2011
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/10/2017)
RR
California(9/18/2020)
RR
Connecticut(8/11/2015)
RR
District of Columbia(8/13/2021)
RR
Florida(8/11/2015)
RR
Idaho(2/12/2021)
RR
Louisiana(3/12/2021)
RR
Maine(8/11/2015)
RR
Maryland(9/29/2023)
RR
Massachusetts(8/11/2015)
IAR
Massachusetts(3/31/2025)
RR
Minnesota(1/4/2025)
RR
New Hampshire(8/11/2015)
RR
New Jersey(11/27/2019)
RR
New York(8/11/2015)
RR
Ohio(10/12/2021)
RR
Oregon(1/5/2018)
RR
Pennsylvania(8/10/2017)
RR
Rhode Island(8/11/2015)
RR
South Carolina(11/27/2019)
RR
Tennessee(3/4/2022)
RR
Texas(5/22/2018)
IAR
Texas(3/31/2025)
RR
Vermont(8/18/2015)
RR
Virginia(11/27/2019)
RR
Washington(8/10/2017)
RR
Wyoming(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555West Boylston, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
