HH
Harold L. Hughey
TRUIST ADVISORY SERVICES
RICHMOND, VA 23219
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CRD#: 5081658
HH
Professional summary
Harold Lyman Hughey, who also goes by Chip Hughey, Harold L Hughey III, Harold L Hughey, Harold Lyman Hughey III, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Richmond, Virginia.
Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Harold has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 57TO, SIE, Series 57 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chip Hughey | Harold L Hughey Iii | Harold L Hughey | Harold Lyman Hughey Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WATKINS HUGHEY, LLC POSITION: Member NATURE: Forming Watkins Hughey LLC to purchase a parcel of raw land to hold for long-term investment purposes. We do not have plans to develop the land, form lease agreement,or generate ongoing income from the property. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/21/2017 ADDRESS: 2124 Farnborough Dr, Midlothian VA 23112 CITIZENS' BUDGET ADVISORY COMMITTEE - CHESTERFIELD COUNTY POSITION: Board Member NATURE: Board Member - The work of the committee is designed to provide guidance to the Board of Supervisors in meeting Chesterfield's strategic goals. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: 9901 Lori Road, Chesterfield VA 23832 DESCRIPTION: Provide guidance to Chesterfield County Board of Supervisors for budgeting and strategic plan decisions. CFA SOCIETY VIRGINIA POSITION: Board of Directors NATURE: Board of Directors which helps govern the local chapter of the CFA Institute for the Commonwealth of Virginia INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: 9500 Arrowdel Rd, Richmond VA 23229 DESCRIPTION: Help select speakers and run programming, maintain strong corporate relations within region, run Investment Research Challenge for Virginia universities, plan the Forecast Dinner, an annual gathering of CFA Society Virginia members with keynote speaker COMMONWEALTH OF VIRGINIA DEBT CAPACITY ADVISORY BOARD POSITION: Board Member NATURE: The Debt Capacity Advisory Committee (the "DCAC") reviews the amount and condition of the Commonwealth's tax-supported debt and submits to the Governor an annual report which includes the Committee's estimate of the maximum amount of tax-supported debt that may prudently be authorized in the ensuing fiscal years.Under Section 2.2-2712 of the Code of Virginia establishes the membership of the DCAC. The Committee is comprised of the Secretary of Finance (Chair), the State Treasurer, the Director of the Department of Planning and Budget, the Auditor of Public Accounts, the Director of the Joint Legislative Audit and Review Commission and two citizen members who have expertise in financial matters. The citizen members are appointed by the Governor and serve for terms of four years. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: Richmond VA, United States DESCRIPTION: Two citizens with experience in finance are appointed by the Governor of Virginia to offer comments/opinions on the Commonwealth of Virginia's ability to issue and service new and existing debt based on the state's forward-looking revenue projections and financial standing. This position is one of two citizen board members.
CRS (Client Relationship Summary) - RIA
Click below to view Harold Lyman Hughey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2020 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 919 E Main Street Fl 8, Richmond, VA 23219RIA
CRD#: 283390
RICHMOND, VA
Past
February 23, 2021 - June 29, 2021
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
RICHMOND, VA
Past
November 5, 2015 - February 24, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
February 12, 2015 - February 24, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
August 9, 2006 - January 30, 2015
CAPRIN ASSET MANAGEMENT, LLC
RIA
CRD#: 106657
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(9/14/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/18/2024
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390Richmond, VA 23219TRUST BUT VERIFY
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