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Richard L. Burgess

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CRD#: 5081642
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard L Burgess was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 2006. Richard had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 22, 2015 - March 5, 2018

AVELLINO FINANCIAL ADVISORS, INC.

RIA
CRD#: 164805
CHICAGO, IL
Past

January 21, 2015 - March 5, 2018

FOREST SECURITIES,INC.

BD
CRD#: 16255
HILLSIDE, IL
Past

November 12, 2010 - January 31, 2013

PNC WEALTH MANAGEMENT LLC

RIA
CRD#: 129052
ST CHARLES, IL
Past

November 12, 2010 - January 31, 2013

PNC WEALTH MANAGEMENT LLC

BD
CRD#: 129052
ST CHARLES, IL
Past

April 12, 2010 - October 29, 2010

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
OSWEGO, IL
Past

April 12, 2010 - October 29, 2010

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
OSWEGO, IL
Past

August 5, 2009 - February 12, 2010

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

BD
CRD#: 18487
ELMHURST, IL
Past

February 20, 2007 - February 3, 2010

RESULTS ONE FINANCIAL, LLC

RIA
CRD#: 109269
ELMHURST, IL
Past

February 9, 2007 - July 10, 2009

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
ELMHURST, IL
Past

August 15, 2006 - January 18, 2007

CAPITAL SECURITIES INVESTMENT CORPORATION

RIA
CRD#: 5606
OAK BROOK, IL
Past

January 16, 2006 - January 18, 2007

CAPITAL SECURITIES INVESTMENT CORPORATION

BD
CRD#: 5606
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/8/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/23/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/5/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/13/2006
General Securities Representative Examination

Current Firm

AF
AVELLINO FINANCIAL ADVISORS, INC.
ALGONQUIN FINANCIAL ADV, INC. D/B/A AVELLINO FINANCIAL ADV, INC. | AVELLINO FINANCIAL ADVISORS, INC. | ALGONQUIN FINANCIAL ADVISORS, INC.

CRD#: 164805 / SEC#: 801-107924

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Contact information

Main Address
4415 Harrison Street #552, Hillside, IL 60162
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

CONSOLIDATED FORM 2B (6/30/2021)
ADV PART2A-APPENDIX I (6/30/2021)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVELLINO FINANCIAL ADVISORS, INC.

CRD#: 164805

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