Kendall M. Young
CAUBLE & HARRE WEALTH MANAGEMENT
St. Louis, MO 63141
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CRD#: 5081598
Professional summary
Kendall Marvin Young, CFP® is a registered financial advisor currently at CAUBLE & HARRE WEALTH MANAGEMENT, INC. located in St. Louis, Missouri.
Kendall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kendall has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
As of 2016 Kendall is the Board Chairman of the Financial Planning Association. The Financial Planning Association� (FPA�) is the principal professional organization for CERTIFIED FINANCIAL PLANNER (CFP�) professionals, educators, financial services providers and students who seek advancement in a growing, dynamic profession.
?FPA supports high standards of professional competence, ethical conduct and clear, complete disclosure when serving clients. FPA's One Connection for professional development, business success, advocacy and community at the national and chapter levels is truly indispensable in the advancement of today's CFP� professionals. This is a non-paid, volunteer position for which Kendall serves 10-20 hours per month which does not conflict with his Investment Advisor responsibilities.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
April 5, 2019 - Present
CAUBLE & HARRE WEALTH MANAGEMENT, INC.
Office #1: 12977 North 40 Drive Suite 213, St. Louis, MO 63141RIA
CRD#: 143812
St. Louis, MO
Past
March 20, 2006 - April 1, 2019
MATTER FAMILY OFFICE
RIA
CRD#: 106806
CLAYTON, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
C&
CAUBLE & HARRE WEALTH MANAGEMENT, INC.
CAUBLE & HARRE WEALTH MANAGEMENT, INC. | CHF WEALTH | CAUBLE HARRE FREEMAN WEALTH MANAGEMENT | CAUBLE HARRE & FREEMAN WEALTH MANAGEMENT
CRD#: 143812 / SEC#: 801-70042
RIA
Registered Investment Advisory firm - (3/26/2009 Approved)Missouri
Registered Investment Advisory firm - (3/31/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(4/5/2019)
IAR
Texas(4/5/2019)
Exams
Current Firm
C&
CAUBLE & HARRE WEALTH MANAGEMENT, INC.
CAUBLE & HARRE WEALTH MANAGEMENT, INC. | CHF WEALTH | CAUBLE HARRE FREEMAN WEALTH MANAGEMENT | CAUBLE HARRE & FREEMAN WEALTH MANAGEMENT
CRD#: 143812 / SEC#: 801-70042
RIA
Registered Investment Advisory firm - (3/26/2009 Approved)Missouri
Registered Investment Advisory firm - (3/31/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12977 North 40 Drive Suite 213, St. Louis, MO 63141
Mailing Address
Phone number
(314) 576-1112
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 416 |
| AUM (Assets Under Management) | $ 255,112,294 |
Red Flags
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Company Information
CAUBLE & HARRE WEALTH MANAGEMENT, INC.
CRD#: 143812St. Louis, MO 63141TRUST BUT VERIFY
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