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GG

Gregory R. Giles

TCFG INVESTMENT ADVISORS
Irvine, CA
Some features on this profile are disabled
CRD#: 5081420
GG

Professional summary

Gregory Reed Giles, who also goes by Greg Giles, is a registered financial advisor currently at TCFG INVESTMENT ADVISORS, LLC located in Irvine, California and TCFG WEALTH MANAGEMENT, LLC located in Laguna Niguel, California.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Gregory has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Greg Giles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TCFG Investment Advisors | 6/2016 | Investment related | Irvine, CA | RIA; Advisor | 80 hours/month | Manage Investments | Greg Giles; CPA | 1/2006 | Not investment related | Irvine, CA | Owner/CPA | 40 hours | Hourly billings/per tax return pricing | Service all tax and accounting clients | Greg Giles Insurance | 6/2006 |Not investment related | Irvine, CA | Insurance Sales | Commission based | Provide insurance solutions as needed for clients | Greg Giles Govt Finance Consulting| 1/2006 | Carious cities in So. Cal. | Hourly billings | Provide temporary accounting assistance/consulting to cities and govt. agencies in So Cal. | TCFG Insurance Solutions LLC | 10% of business time | Sale of insurance products |

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Reed Giles's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 18, 2016 - Present

TCFG INVESTMENT ADVISORS, LLC

RIA
CRD#: 166606
Irvine, CA
Current

April 19, 2016 - Present

TCFG WEALTH MANAGEMENT, LLC

Office #1: 28202 Cabot Road, Suite 305, Laguna Niguel, CA 92677
BD
CRD#: 164153
LAGUNA NIGUEL, CA
Past

September 13, 2013 - April 25, 2016

CROWN CAPITAL SECURITIES, L.P.

RIA
CRD#: 6312
IRVINE, CA
Past

April 29, 2011 - November 12, 2012

DEMARS FINANCIAL GROUP LLC

RIA
CRD#: 116257
IRVINE, CA
Past

May 5, 2010 - April 25, 2016

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Arizona
(6/21/2021)
IAR
California
(4/18/2016)
RR
California
(4/19/2016)
IAR
Nevada
(12/4/2023)
RR
Texas
(5/14/2021)
RR
Utah
(4/19/2016)
IAR
Utah
(1/2/2020)
RR
Virginia
(6/18/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/28/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TI
TCFG INVESTMENT ADVISORS, LLC
TCFG INVESTMENT ADVISORS, LLC | TCFG WEALTH MANAGEMENT, LLC

CRD#: 166606 / SEC#: 801-77596

RIA
Registered Investment Advisory firm - (2/9/2013 Approved)
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Contact information

Main Address
28202 Cabot Rd Suite 300, Laguna Niguel, CA 92677
Mailing Address
Phone number
(949) 365-5830
Established
Firm type
Fiscal year end
# of Employees
27

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TCFG IA PART IIA BROCHURE - JUNE 2024 (3/31/2025)
WRAP BROCHURE - MARCH 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,344
AUM (Assets Under Management)$ 575,111,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TCFG INVESTMENT ADVISORS, LLC

CRD#: 166606Irvine, CA

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