Hugh D. Dunkerley
Professional summary
Hugh David Dunkerley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Hugh is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, Hugh had worked at 4 firms, which includes BURNHAM SECURITIES INC., AXOS CLEARING LLC, BOUSTEAD SECURITIES LLC, HUNTER WISE SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2013 - December 24, 2015
BURNHAM SECURITIES INC.
May 3, 2012 - June 10, 2013
AXOS CLEARING LLC
May 20, 2008 - March 6, 2012
BOUSTEAD SECURITIES, LLC
January 31, 2006 - July 5, 2006
HUNTER WISE SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BURNHAM SECURITIES INC.
CRD#: 22549 / SEC#: 801-65646, 8-39788
Contact information
Disclosures
| Regulatory Event | 6 |
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