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KT

Kimberly J. Teague

VOYA FINANCIAL PARTNERS
Braintree, MA 02184
Some features on this profile are disabled
CRD#: 5081098
KT

Professional summary

Kimberly Janelle Teague, who also goes by Kimberly Fratello, Kimberly J Stephens, Kimberly Stephens, Kimberly Janelle Stephens, Kimberly Janelle Stephens-fratello, is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Braintree, Massachusetts.

Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2006. Kimberly has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kimberly Fratello | Kimberly J Stephens | Kimberly Stephens | Kimberly Janelle Stephens | Kimberly Janelle Stephens-Fratello

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kimberly Janelle Teague's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 21, 2019 - Present

VOYA FINANCIAL PARTNERS, LLC

Office #1: 30 Braintree Hill Office Park, Braintree, MA 02184
BD
CRD#: 34815
Braintree, MA
Past

August 17, 2018 - July 8, 2019

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
EL SEGUNDO, CA
Past

December 17, 2015 - August 23, 2018

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
IRVINE, CA
Past

March 6, 2013 - December 31, 2015

MULLINTBG ADVISORS

RIA
CRD#: 141445
IRVINE, CA
Past

March 6, 2012 - December 17, 2015

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
EL SEGUNDO, CA
Past

July 29, 2009 - February 10, 2012

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA
CRD#: 149564
ORANGE, CA
Past

July 27, 2009 - February 10, 2012

SECURITIES SERVICE NETWORK, LLC

BD
CRD#: 13318
ORANGE, CA
Past

April 28, 2008 - July 29, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
FULLERTON, CA
Past

June 27, 2007 - December 21, 2007

U.S. BANCORP ADVISORS, LLC

RIA
CRD#: 14455
CYPRESS, CA
Past

June 27, 2007 - December 21, 2007

U.S. BANCORP ADVISORS, LLC

BD
CRD#: 14455
CYPRESS, CA
Past

May 24, 2006 - March 27, 2007

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
IRVINE, CA
Past

March 23, 2006 - March 27, 2007

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/12/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/22/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VF
VOYA FINANCIAL PARTNERS, LLC
AETNA INVESTMENT SERVICES LLC | VOYA FINANCIAL PARTNERS, LLC | ING FINANCIAL ADVISERS, LLC | AETNA INVESTMENT SERVICES, LLC | AETNA INVESTMENT SERVICES, INC.

CRD#: 34815 / SEC#: 801-57637, 8-46451

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, C2n, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 11/27/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
55

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

VOYA FINANCIAL PARTNERS, LLC - FORM ADV PART 2A BROCHURE (3/31/2023)

Direct owners and executive officers

NamePositionCRD#
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANYPARENT
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
ELMSLIE, WILLIAM PETERMANAGING DIRECTOR1970014

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815Braintree, MA 02184

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