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Steven Robert Nelson

CAPINSIGHTS PARTNERS
Stamford, CT
·CRD# 5081074·20 years registered

Professional Summary

Steven Robert Nelson is a registered financial advisor currently at CAPINSIGHTS PARTNERS, LLC located in Stamford, Connecticut and OLD CITY SECURITIES LLC located in New York, New York. Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years registered in the securities industry

Current & Past Employments

Current

CAPINSIGHTS PARTNERS, LLCCurrent·CRD# 327448
RIA
Stamford, CT
September 14, 2023 - Present
OLD CITY SECURITIES LLCCurrent·CRD# 171910
BD
589 Fifth Avenue Ph, New York, NY 10017
April 20, 2021 - Present

Past

SHELTER ROCK CAPITAL GROUP LLCPast·CRD# 156753
BD
New York, NY
January 4, 2024 - April 12, 2024
CLARKSTON CAPITAL PARTNERS, LLCPast·CRD# 143456
RIA
Bloomfield Hills, MI
January 5, 2021 - January 9, 2024
BLUEPRINT INVESTMENT PARTNERS LLCPast·CRD# 170196
RIA
Stamford, CT
May 16, 2023 - November 20, 2023
DISTRIBUTION SERVICES, LLCPast·CRD# 25938
BD
Milwaukee, WI
October 19, 2020 - May 6, 2021
QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Portland, ME
December 23, 2010 - February 26, 2013
HATTERAS CAPITAL DISTRIBUTORS, LLCPast·CRD# 143365
BD
Raleigh, NC
September 29, 2009 - January 26, 2010
QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Portland, ME
April 19, 2006 - September 29, 2009

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Current Firm

CP
CAPINSIGHTS PARTNERS, LLC

CAPINSIGHTS PARTNERS, LLC

CRD#: 327448 / SEC#: 801-128581
RIA
Registered Investment Advisory firm - SEC (3/11/2026 Terminated)
Connecticut
Registered Investment Advisory firm - Connecticut (2/10/2026 Approved)
Illinois
Registered Investment Advisory firm - Illinois (9/2/2026 Approved)
Minnesota
Registered Investment Advisory firm - Minnesota (10/28/2026 Approved)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

48 Maple Avenue, Ste 101, Greenwich, CT 06830

Phone Number

(617) 872-7174

# of Employees

6

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Old City Securities LLC, Yes, 589 FIFTH AVENUE, PH, NEW YORK, NY 10017, Broker-Dealer, Registered Representative, 04/2021 AA Advisors Europe Limited; 82 Eaton Place London, SW1W 8AU United Kingdom; Consultant; UK FCA authorized and regulated placement agent and advisory firm engaged in the marketing and placement of private investment funds to non-U.S. institutional and professional investors. (UK Company Number 07681716); Associated with the organization for purposes of marketing and placement activities directed solely to non-U.S. institutional and professional investors in the United Kingdom and other permitted non-U.S. jurisdictions, in accordance with applicable UK regulatory requirements; 0-5 hours per week;

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(7/22/2026)
RR
Connecticut
(3/9/2022)
IAR
Connecticut
(9/14/2023)
RR
Florida
(3/9/2022)
RR
Hawaii
(3/9/2022)
RR
Maryland
(7/22/2026)
RR
Massachusetts
(4/20/2021)
RR
New York
(4/20/2021)
RR
Ohio
(3/9/2022)
RR
Oregon
(3/9/2022)
RR
Pennsylvania
(7/22/2026)
RR
Tennessee
(7/22/2026)
RR
Virginia
(7/22/2026)
RR
Washington
(7/22/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2021About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2020About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2013About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Apr 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Nelson's CRS (Customer Relationship Summary).

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