Steven R. Nelson

CAPINSIGHTS PARTNERS

Stamford, CT

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CRD#: 5081074

Professional summary

Steven Robert Nelson is a registered financial advisor currently at CAPINSIGHTS PARTNERS, LLC located in Stamford, Connecticut and OLD CITY SECURITIES LLC located in New York, New York.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Steven has worked at 8 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CapInsights Partners- consulting and placement agent services. Will use as a DBA for securities work. Co-Founder and CEO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Nelson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2023 - Present

CAPINSIGHTS PARTNERS, LLC

RIA

CRD#: 327448

Stamford, CT

Current

April 20, 2021 - Present

OLD CITY SECURITIES LLC

Office #1: 589 Fifth Avenue Ph, New York, NY 10017

CRD#: 171910

New York, NY

Past

January 4, 2024 - April 12, 2024

SHELTER ROCK CAPITAL GROUP LLC

CRD#: 156753

NEW YORK, NY

Past

May 16, 2023 - November 20, 2023

BLUEPRINT INVESTMENT PARTNERS LLC

RIA

CRD#: 170196

Stamford, CT

Past

January 5, 2021 - January 9, 2024

CLARKSTON CAPITAL PARTNERS, LLC

RIA

CRD#: 143456

Bloomfield Hills, MI

Past

October 19, 2020 - May 6, 2021

DISTRIBUTION SERVICES, LLC

CRD#: 25938

MILWAUKEE, WI

Past

December 23, 2010 - February 26, 2013

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 29, 2009 - January 26, 2010

HATTERAS CAPITAL DISTRIBUTORS, LLC

CRD#: 143365

RALEIGH, NC

Past

April 19, 2006 - September 29, 2009

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPINSIGHTS PARTNERS, LLC

CRD#: 327448 / SEC#: 801-128581

RIA

Registered Investment Advisory firm - (8/17/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/9/2022)

IAR

Connecticut
(9/14/2023)

Florida
(3/9/2022)

Hawaii
(3/9/2022)

Massachusetts
(4/20/2021)

New York
(4/20/2021)

IAR

North Carolina
(9/14/2023)

Ohio
(3/9/2022)

Oregon
(3/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/10/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/19/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/27/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/26/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/18/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPINSIGHTS PARTNERS, LLC

CRD#: 327448 / SEC#: 801-128581

RIA

Registered Investment Advisory firm - (8/17/2023 Approved)

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Contact information

Main Address

48 Maple Avenue, Ste 101, Greenwich, CT 06830

Mailing Address

Phone number

(617) 872-7174

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

CAPINSIGHTS ADV PART 2A (9/11/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven R. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Robert Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD CITY SECURITIES LLC

SHELTER ROCK CAPITAL GROUP LLC

BLUEPRINT INVESTMENT PARTNERS LLC

CLARKSTON CAPITAL PARTNERS, LLC

DISTRIBUTION SERVICES, LLC

QUASAR DISTRIBUTORS, LLC

HATTERAS CAPITAL DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

Primary Firm SEC Registration

CAPINSIGHTS PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2021

Series 63

Date: 11/10/2020

Series 7TO

Date: 10/19/2020

SIE

Date: 7/27/2020

Series 3

Date: 8/26/2013

Series 7

Date: 4/18/2006

FINRA

Current Firm

CAPINSIGHTS PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

CAPINSIGHTS PARTNERS, LLC

TRUST BUT VERIFY

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