Clifton M. Yasutomi

MISSION FINANCIAL GROUP

LAS VEGAS, NV 89101

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CRD#: 5081023

Professional summary

Clifton M Yasutomi, AIF® is a registered financial advisor currently at MISSION FINANCIAL GROUP, LLC located in Las Vegas, Nevada and INDEPENDENT FINANCIAL GROUP, LLC located in Honolulu, Hawaii.

Clifton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Clifton has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) MISSION FINANCIAL GROUP POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2021 ADDRESS: 1585 Kapiolani Blvd #1450, Honolulu HI 96814, United States DESCRIPTION: Provide financial planning to families, non-profits, and businesses.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton M Yasutomi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 4, 2021 - Present

MISSION FINANCIAL GROUP, LLC

Office #1: 732 S. 6th St. #4119, Las Vegas, NV 89101

RIA

CRD#: 311876

LAS VEGAS, NV

Current

July 7, 2023 - Present

INDEPENDENT FINANCIAL GROUP, LLC

Office #1: 1240 Ala Moana Blvd. Suite 530, Honolulu, HI 96814Office #2: 6600 Kalanianaole Hwy #108-b, Honolulu, HI 96825Office #3: 5-4280 Kuhio Highway #b203, Plinceville, HI 96722

RIA

CRD#: 7717

Honolulu, HI

Past

September 9, 2022 - July 10, 2023

CETERA ADVISORS LLC

CRD#: 10299

AIEA, HI

Past

November 12, 2020 - January 12, 2021

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

HONOLULU, HI

Past

July 2, 2012 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

HONOLULU, HI

Past

December 20, 2010 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA

CRD#: 32444

HONOLULU, HI

Past

December 20, 2010 - September 9, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

HONOLULU, HI

Past

May 12, 2006 - January 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HONOLULU, HI

Past

March 10, 2006 - January 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/7/2023)

Florida
(7/7/2023)

IAR

Hawaii
(1/4/2021)

Hawaii
(7/7/2023)

Nevada
(7/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/11/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/9/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MISSION FINANCIAL GROUP, LLC

CRD#: 311876 / SEC#: 801-120042

RIA

Registered Investment Advisory firm - (1/4/2021 Approved)

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Contact information

Main Address

732 S. 6th St. #4119, Las Vegas, NV 89101

Mailing Address

Phone number

(808) 445-9965

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (8/5/2025)

WRAP BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 232,821,170

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clifton M. Yasutomi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifton M Yasutomi's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MISSION FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/11/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/9/2006

FINRA

Current Firm

MISSION FINANCIAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MISSION FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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