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AB

Aaron F. Brito

VECTORGLOBAL WMG
Miami, FL 33131
Some features on this profile are disabled
CRD#: 5080670
AB

Professional summary

Aaron F Brito, who also goes by Aaron Brito, is a registered financial professional currently at VECTORGLOBAL WMG located in Miami, Florida.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 2006. Aaron has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aaron Brito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aaron F Brito's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 7, 2014 - Present

VECTORGLOBAL WMG

Office #1: 1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
BD
CRD#: 32396
Miami, FL
Past

August 2, 2011 - May 8, 2014

LEVELX CAPITAL LLC

BD
CRD#: 117028
MIAMI, FL
Past

September 27, 2007 - July 1, 2011

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
CORAL GABLES, FL
Past

September 18, 2007 - July 1, 2011

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CORAL GABLES, FL
Past

October 31, 2006 - September 18, 2007

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
MIAMI, FL
Past

July 6, 2006 - September 18, 2007

OPPENHEIMER & CO. INC.

BD
CRD#: 249
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/7/2014)
RR
Florida
(5/7/2014)
RR
New Jersey
(5/7/2014)
RR
New York
(5/7/2014)
RR
Puerto Rico
(5/7/2014)
RR
Texas
(5/7/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/28/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/5/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VW
VECTORGLOBAL WMG
VECTORGLOBAL WMG | VECTORMEX INCORPORATED | VECTORGLOBAL WMG, INC.

CRD#: 32396 / SEC#: , 8-45715

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Mailing Address
1001 Brickell Bay Drive Suite 1900, Miami, FL 33131
Phone number
(305) 350-3350
Established
Delaware since 01/14/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VECTORMEX INTERNATIONAL, INC.SOLE SHAREHOLDER
GADALA-MARIA, CARLOS ENRIQUEPRESIDENT, CEO, DIRECTOR, GSP4437613
SALGUERO, JUAN MANUELCCO2855462

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VECTORGLOBAL WMG

CRD#: 32396Miami, FL 33131

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