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KW

Kristie L. Waldorf

ARAX ADVISORY PARTNERS
Birmingham, MI 48009
Some features on this profile are disabled
CRD#: 5080548
KW

Professional summary

Kristie Lynn Waldorf, who also goes by Kristie Lynn Dinda, is a registered financial advisor currently at ARAX ADVISORY PARTNERS located in Birmingham, Michigan and KINGSWOOD CAPITAL PARTNERS, LLC located in Birmingham, Michigan.

Kristie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kristie has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristie Lynn Dinda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristie Lynn Waldorf's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2025 - Present

ARAX ADVISORY PARTNERS

Office #1: 111 E. Merrill St. Suite 400, Birmingham, MI 48009
RIA
CRD#: 133535
Birmingham, MI
Current

January 5, 2026 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 111 E Merrill St Ste 400, Birmingham, MI 48009
BD
CRD#: 288898
Birmingham, MI
Past

March 12, 2018 - November 11, 2025

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
TROY, MI
Past

March 12, 2018 - November 11, 2025

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
TROY, MI
Past

October 11, 2011 - March 5, 2018

MORGAN STANLEY

RIA
CRD#: 149777
TROY, MI
Past

October 11, 2011 - March 5, 2018

MORGAN STANLEY

BD
CRD#: 149777
TROY, MI
Past

May 28, 2010 - August 22, 2011

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
WATERFORD, MI
Past

April 29, 2010 - August 22, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
WATERFORD, MI
Past

June 1, 2009 - April 12, 2010

MORGAN STANLEY

RIA
CRD#: 149777
BIRMINGHAM, MI
Past

June 1, 2009 - April 12, 2010

MORGAN STANLEY

BD
CRD#: 149777
BIRMINGHAM, MI
Past

June 17, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
BIRMINGHAM, MI
Past

June 17, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BIRMINGHAM, MI
Past

December 16, 2006 - June 23, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
TROY, MI
Past

July 19, 2006 - December 8, 2006

LPL FINANCIAL LLC

BD
CRD#: 6413
BINGHAM FARMS, MI
Past

March 10, 2006 - April 20, 2006

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
BIRMINGHAM, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA
Registered Investment Advisory firm - (9/20/2006 Approved)
California
Registered Investment Advisory firm - (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Michigan
(11/20/2025)
RR
Michigan
(1/5/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/8/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/2/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm

AA
ARAX ADVISORY PARTNERS
7258 WEALTH MANAGEMENT, INC. | YOUNG WEALTH MANAGEMENT GROUP, INC. | WELLTH PARTNER | THE DAVIS AGENCY, INC. | SUMMIT WEALTH STRATEGIES | SRS INVESTMENT SERVICES, LLC | SRS CAPITAL ADVISORS, LLC | SRS CAPITAL ADVISORS, INC. | SIMONDAVIS, INC. | SIMONDAVIS ASSET MANAGEMENT, INC. | SIMONDAVIS ASSET MANAGEMENT | SEAL FINANCIAL SERVICES | SCHECHTER INVESTMENT ADVISORS | NOVEN FINANCIAL GROUP | NORTE ADVISORS, LLC | KLEINHENZ & ASSOCIATES LTD. | GEORGINA ASSET MANAGEMENT, LLC | ENDURING WEALTH PARTNERS | CEDRUS LLC | AVERA CAPITAL WEALTH MANAGEMENT, LLC | ARAX ADVISORY PARTNERS, LLC | ARAX ADVISORY PARTNERS

CRD#: 133535 / SEC#: 801-67165

RIA
Registered Investment Advisory firm - (9/20/2006 Approved)
California
Registered Investment Advisory firm - (10/18/2006 Terminated)
Colorado
Registered Investment Advisory firm - (11/14/2006 Terminated)
Georgia
Registered Investment Advisory firm - (5/24/2012 Terminated)
PREMIUM
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Contact information

Main Address
730 17th Street Suite 107, Denver, CO 80202
Mailing Address
Phone number
(303) 633-5900
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AAP FORM ADV PART 2A 11172025 (11/17/2025)

Regulatory assets under management

Total Number of Accounts16,559
AUM (Assets Under Management)$ 8,960,126,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ARAX ADVISORY PARTNERS

CRD#: 133535Birmingham, MI 48009

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