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KS

Kristin E. Stelljes

OPOC BROKER-DEALER
WORTHINGTON, OH 43085
Some features on this profile are disabled
CRD#: 5080178
KS

Professional summary

Kristin E Stelljes, who also goes by Kristin Elizabeth Stelljes, Kristin E Swiderski, is a registered financial professional currently at OPOC BROKER-DEALER, LLC located in Worthington, Ohio.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 2009. Kristin has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kristin Elizabeth Stelljes | Kristin E Swiderski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristin E Stelljes's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 12, 2026 - Present

OPOC BROKER-DEALER, LLC

Office #1: 300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
BD
CRD#: 298311
WORTHINGTON, OH
Past

April 4, 2014 - September 25, 2024

ARCHER DISTRIBUTORS, LLC

BD
CRD#: 158961
Laurel, MD
Past

December 7, 2012 - May 29, 2013

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

March 18, 2009 - November 7, 2012

FBR INVESTMENT SERVICES, INC.

BD
CRD#: 43442
ARLINGTON, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/21/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/17/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OB
OPOC BROKER-DEALER, LLC
DIGITAL CAPITAL MARKETS LLC | OPOC BROKER-DEALER, LLC

CRD#: 298311 / SEC#: , 8-70183

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Mailing Address
300 W. Wilson Bridge Road Suite 300, Worthington, OH 43085
Phone number
(614) 431-4331
Established
Maryland since 07/02/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OPOC.US RETIREMENT SERVICES, LLCDIRECT OWNER
CHIN, SOTHARACEO2063804
HELLER, JEFFREY PHILIPFINOP3139370
STELLJES, KRISTIN ECCO5080178

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPOC BROKER-DEALER, LLC

CRD#: 298311Worthington, OH 43085

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