Robbyn M. Richardson

SGL INVESTMENT ADVISORS

Missoula, MT 59802-4328

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CRD#: 5080105

Professional summary

Robbyn Michael Richardson, who also goes by Rob Richardson, is a registered financial advisor currently at SGL INVESTMENT ADVISORS, INC. located in Missoula, Montana.

Robbyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Robbyn has worked at 4 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robbyn Michael Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 19, 2019 - Present

SGL INVESTMENT ADVISORS, INC.

Office #1: 283 W. Front Street Suite 302, Missoula, MT 59802-4328

RIA

CRD#: 145167

Missoula, MT

Past

August 3, 2018 - June 12, 2019

FIDELIS WEALTH ADVISORS

RIA

CRD#: 292551

RIVERTON, UT

Past

June 28, 2013 - June 9, 2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

DENVER, CO

Past

March 14, 2007 - September 8, 2008

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(6/19/2019)

IAR

Texas
(2/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/28/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 7/26/2013

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 6/28/2013

General Securities Representative Examination

Current Firm

SGL INVESTMENT ADVISORS, INC.

SGL INVESTMENT ADVISORS, INC. | SGL INVESTMENT ADVISORY, INC.

CRD#: 145167 / SEC#: 801-80443

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Montana

Registered Investment Advisory firm - (7/10/2015 Terminated)

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Contact information

Main Address

283 W. Front Street Suite 302, Missoula, MT 59802-4328

Mailing Address

Phone number

(406) 721-0999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGL INVESTMENT ADVISORS, INC. BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	1,236
AUM (Assets Under Management)	$ 391,569,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robbyn M. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robbyn Michael Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELIS WEALTH ADVISORS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

SGL INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/28/2007

SIE

Date: 6/9/2015

Series 87

Date: 7/26/2013

Series 7

Date: 6/28/2013

Current Firm

SGL INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGL INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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