Benjamin R. Chambers
ELEVATION WEALTH LLC
Aston, PA
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CRD#: 5079991
Professional summary
Benjamin Reid Chambers, CFP® is a registered financial advisor currently at ELEVATION WEALTH LLC located in Aston, Pennsylvania and PURSHE KAPLAN STERLING INVESTMENTS located in Aston, Pennsylvania.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Benjamin has worked at 5 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ELEVATION WEALTH, LLC. INVESTMENT RELATED BUSINESS. LOCATED AT 18 DUBLIN WAY, ASTON, PA. REGISTERED INVESTMENT ADVISOR BUSINESS. TITLE IS MANAGING MEMEBER/CCO/IAR. STARTED 04/2020. 100 HRS/MO DEVOTED - 5 HRS/DAY DURING TRADING. DUTIES ARE SERVING CLIENTS ARE REGISTERED INVESTMENT ADVISOR, PROVIDING FINANCIAL PLANNING AS A CERTIFIED FINANCIAL PLANNER. SERVES AS CHIEF COMPLIANCE OFFICER FOR THE FIRM. 2)INDEPENDENT INSURANCE AGENT. NOT INVESTMENT RELATED. LOCATED AT 18 DUBLIN WAY, ASTON, PA 19014. INSURANCE SALES BUSINESS. TITLE IS AGENT. STARTED 06/2020. 5 HRS/MO DEVOTED - 0.25HRS/DAY DURING TRADING. DUTIES ARE INSURANCE SALES AND SERVICE OF NON-REGISTERED INSURANCE PRODUCTS. 3) Registered representative of and independent contractor with Purshe Kaplan Sterling Investments; an unaffiliated FINRA-member broker/dealer. This activity involves up to 10% of his time each month. He therefore performs in the role as registered representative, insurance agent, or as representative of our investment advisory firm, and he will disclose in advance of a transaction or advisory agreement the capacity in which he is serving a client, to include the conflict of interest the role or service to be provided may incur. He receives commissions, overrides or other compensation from the sale of a variable insurance contract (including variable annuities) through various unaffiliated carriers, as well as commissions, bonuses, or other compensation from the sale of securities through Purshe Kaplan Sterling Investments, including distribution or service ("trail") fees from the sale of mutual funds. The potential for the receipt of commissions and other compensation creates an incentive to make recommendations based on the compensation received rather than on the client's needs. 4) Ben Chambers; Not Investment Related; 18 Dublin Way, Aston, PA 19014; Youth Soccer; Coach; 10/1/2022; 15 hrs/mo; 0 during trading; Youth soccer coach on weeknights.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Reid Chambers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 16, 2020 - Present
ELEVATION WEALTH LLC
RIA
CRD#: 309256
Aston, PA
Current
September 5, 2020 - Present
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Aston, PA
Past
June 22, 2015 - June 12, 2020
TRINITY FINANCIAL PARTNERS II, LLC
RIA
CRD#: 124397
BERWYN, PA
Past
June 12, 2015 - June 1, 2020
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BERWYN, PA
Past
April 12, 2006 - June 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
WAYNE, PA
Past
March 15, 2006 - June 16, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
WAYNE, PA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(9/5/2020)
RR
Florida(9/4/2025)
RR
Illinois(9/5/2020)
RR
Maryland(9/5/2020)
RR
New Jersey(9/5/2020)
IAR
Pennsylvania(6/16/2020)
RR
Pennsylvania(9/5/2020)
IAR
Texas(4/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EW
ELEVATION WEALTH LLC
ELEVATION WEALTH LLC
CRD#: 309256 / SEC#:
Pennsylvania
Registered Investment Advisory firm - (6/16/2020 Approved)Texas
Registered Investment Advisory firm - (4/4/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Aston, PA
Mailing Address
1167 W. Baltimore Pike Suite 261, Media, PA 19063
Phone number
(484) 441-0390
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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