Jean M. Seide
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jean M Seide, who also goes by Jean M Seide, John Suede, was a registered financial professional .
Jean is a previously registered financial professional and started their career in finance in 2006. Jean had worked at 9 firms and has passed the Series 63, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 16, 2012 - January 15, 2013
STONEX SECURITIES INC.
February 3, 2012 - May 31, 2012
SYNERGY INVESTMENT GROUP, LLC
June 10, 2009 - December 16, 2009
WINDSOR STREET CAPITAL, LP
October 16, 2008 - November 19, 2008
JOHN THOMAS FINANCIAL
January 3, 2008 - October 24, 2008
REUVEN ENTERPRISES SECURITIES DIVISION, LLC
October 30, 2007 - January 11, 2008
JOSEPH STEVENS & CO., INC.
March 19, 2007 - October 2, 2007
NATIONAL SECURITIES CORPORATION
June 26, 2006 - August 24, 2006
NATIONAL SECURITIES CORPORATION
May 3, 2006 - June 29, 2006
ANDREW GARRETT INC.
April 3, 2006 - May 12, 2006
AURA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/15/2006
Corporate Securities Limited Representative ExaminationCurrent Firm
STONEX SECURITIES INC.
CRD#: 18456 / SEC#: , 8-36638
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STONEX GROUP INC. | 100% OWNER | |
| BOLTE, DAVID ALBERT | SECRETARY | 2711410 |
| CARTER, JAY WILSON | PRESIDENT/CHIEF EXECUTIVE OFFICER/DIRECTOR | 2412541 |
| DAVISON, STUART ANDREW | DIRECTOR | 7824576 |
| DUNAWAY, WILLIAM JOHN | DIRECTOR | 6505923 |
| HUGO, MARK ERIC | POO | 2177412 |
| LYON, CHARLES MARTIN | DIRECTOR | 4000852 |
| MAURER, MARK L | DIRECTOR | 4234406 |
| MCAUSLAN, JAMES BUCHANAN | DIRECTOR | 7658964 |
| PARKER, BRIAN LANE | CHIEF COMPLIANCE OFFICER, ROSFP | 4635848 |
| PORZIO, JOSEPH JOHN | CFO / PFO / FINOP | 1319702 |
| RICHARDSON, MARCUS BRYANT | CHIEF OPERATING OFFICER | 3037932 |
| SMITH, PHILIP ANDREW | DIRECTOR, CHAIRMAN OF THE BOARD | 4999097 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
