Brian D. Sedlachek

OSAIC WEALTH

Fargo, ND 58103-4135

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CRD#: 5079619

Professional summary

Brian Duane Sedlachek, who also goes by Brian Sedlachek, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Fargo, North Dakota.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Sedlachek

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CENTRAL CHOICE INSURANCE GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2012 ADDRESS: 7072 Fairview Rd, Baxter, MN 56425, Baxter MN 56425, United States DESCRIPTION: Fixed Insurance sales to clients as needed. 2. THE BRIAN DUANE SEDLACHEK TRUST DATED MARCH 28, 2023 POSITION: Settlor and Trustee NATURE: This is a revocable living trust formed for my estate planning. I am the Settlor and a co-Trustee of this trust. The trust holds my personal assets. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/28/2023 ADDRESS: 11627 Whitetail Ridge Rd, Brainerd MN 56401, United States DESCRIPTION: Invest and manage my personal assets. 3. SEDLACHEK FARM PROPERTIES LLC POSITION: Chief Manager/President, Chief Financial Manager, Secretary NATURE: To own, as a holding entity, agricultural land that I inherited to generate rental income. This LLC will help reduce my personal liability for this agricultural land in the event of an issue. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 11261 Country Rd 23, Brainerd MN 56401, United States DESCRIPTION: Collect rent on a regular basis. Pay real estate taxes. 4. SEDLACHEK FARM OPERATIONS LLC POSITION: Chief Manager/President, Chief Financial Manager, Secretary NATURE: To manage the active farming of agricultural land that I inherited to generate income. This LLC will help reduce my personal liability for agricultural operations in the event of an issue. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/19/2023 ADDRESS: 11261 Country Rd 23, Brainerd MN 56401, United States DESCRIPTION: Make expenditures for farming and receive payment for crops and other customary farm income on a regular basis. Communicate with the independent contractor who works for the entity. 5. SEDLACHEK PROPERTIES LLC POSITION: Owner/President NATURE: To hold real estate that I purchase as income properties to generate rental income. This LLC will help reduce personal liability with those properties. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/03/2022 ADDRESS: 11627 Whitetail Ridge Rd, Brainerd MN 56401, United States DESCRIPTION: Collect rent on a regular basis. Pay real estate taxes. 6. JULIE ANN SEDLACHEK REV LIVING TRUST DTD 03/28/23 POSITION: Trustee NATURE: Trustee of my wife's revocable trust. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 11627 Whitetail Ridge Rd, Brainerd MN 56401, United States DESCRIPTION: Trustee 7. CENTRAL CHOICE INSURANCE GROUP, INC. POSITION: President NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2012 ADDRESS: 524 S 6th St, Brainerd MN 56401, United States DESCRIPTION: Fixed Insurance sales to clients as needed.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Duane Sedlachek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brian Duane Sedlachek's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1155 13th Avenue South, Fargo, ND 58103-4135Office #2: 524 S 6th Street, Brainerd, MN 56401

RIA

CRD#: 23131

Fargo, ND

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1155 13th Avenue South, Fargo, ND 58103-4135Office #2: 524 S 6th Street, Brainerd, MN 56401

RIA

CRD#: 23131

Fargo, ND

Past

April 8, 2009 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

BAXTER, MN

Past

October 31, 2008 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

BAXTER, MN

Past

February 10, 2006 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

HUTCHINSON, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(12/12/2024)

Arizona
(9/1/2023)

California
(9/1/2023)

IAR

California
(9/1/2023)

Colorado
(9/8/2023)

Florida
(9/1/2023)

Georgia
(8/2/2024)

Illinois
(9/1/2023)

Indiana
(8/2/2024)

Iowa
(9/1/2023)

Kentucky
(9/5/2024)

Maryland
(8/2/2024)

Minnesota
(9/1/2023)

IAR

Minnesota
(9/1/2023)

Montana
(9/1/2023)

Nebraska
(8/2/2024)

Nevada
(9/1/2023)

New Mexico
(8/2/2024)

North Dakota
(9/1/2023)

IAR

North Dakota
(11/19/2024)

Oregon
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(9/1/2023)

West Virginia
(7/23/2024)

Wisconsin
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/29/2015

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/9/2006

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian D. Sedlachek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Duane Sedlachek's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brian Duane Sedlachek's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2007

Series 63

Date: 2/9/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/29/2015

Series 6

Date: 2/9/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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