John Baranauskas

SWEETGUM LABORATORIES LLC

YARDLEY, PA 19067

Some features on this profile are disabled

CRD#: 5079541

Professional summary

John Baranauskas, CFP®, who also goes by John A Baranauskas, is a registered financial advisor currently at SWEETGUM LABORATORIES LLC located in Yardley, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John A Baranauskas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. John Baranauskas is a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Baranauskas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 6, 2019 - Present

SWEETGUM LABORATORIES LLC

Office #1: 4 Blackrock Rd, Yardley, PA 19067

RIA

CRD#: 304783

YARDLEY, PA

Past

June 28, 2018 - December 31, 2018

EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP

RIA

CRD#: 137894

PRINCETON, NJ

Past

June 22, 2018 - October 15, 2019

TRIVE NEW YORK LLC

CRD#: 21946

NEW YORK, NY

Past

May 3, 2017 - April 10, 2018

STONEX SECURITIES INC.

CRD#: 18456

STROUDSBURG, PA

Past

July 6, 2009 - February 2, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

July 6, 2009 - February 2, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

April 24, 2008 - November 17, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

NEW YORK, NY

Past

April 24, 2008 - November 17, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

July 16, 2007 - April 30, 2008

TD AMERITRADE, INC.

RIA

CRD#: 7870

NEW YORK, NY

Past

July 16, 2007 - April 30, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

NEW YORK, NY

Past

July 16, 2007 - April 30, 2008

TD AMERITRADE, INC.

CRD#: 7870

NEW YORK, NY

Past

September 19, 2006 - June 28, 2007

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

MOUNT LAUREL, NJ

Past

February 7, 2006 - June 28, 2007

SIGNATOR INVESTORS, INC.

CRD#: 468

MOUNT LAUREL, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(5/14/2021)

IAR

Pennsylvania
(9/6/2019)

IAR

Texas
(4/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/21/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/6/2006

General Securities Representative Examination

Current Firm

SWEETGUM LABORATORIES LLC

CRD#: 304783 / SEC#:

New Jersey

Registered Investment Advisory firm - (5/14/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (9/6/2019 Approved)

Texas

Registered Investment Advisory firm - (4/3/2023 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Yardley, PA

Mailing Address

Phone number

(215) 488-7655

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	101
AUM (Assets Under Management)	$ 11,128,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

David Ducharme

DUCHARME WEALTH ADVISORS, LLC

IAR

Jenkintown, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John Baranauskas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Baranauskas's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUINOX INSTITUTIONAL ASSET MANAGEMENT, LP

TRIVE NEW YORK LLC

STONEX SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/3/2006

SIE

Date: 10/1/2018

Series 31

Date: 5/21/2008

Series 7

Date: 2/6/2006

Current Firm

SWEETGUM LABORATORIES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SWEETGUM LABORATORIES LLC

TRUST BUT VERIFY

Similar Advisors