Gulshan Chhabra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gulshan Chhabra was a registered financial professional .
Gulshan is a previously registered financial professional and started their career in finance in 2006. Gulshan had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2016 - August 7, 2017
CAPITAL ONE ADVISORS, LLC
June 8, 2016 - August 7, 2017
CAPITAL ONE INVESTING, LLC
October 1, 2012 - December 12, 2014
J.P. MORGAN SECURITIES LLC
October 1, 2012 - December 12, 2014
J.P. MORGAN SECURITIES LLC
October 24, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
October 24, 2007 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 20, 2007 - March 27, 2007
EQUITABLE ADVISORS, LLC
May 8, 2006 - March 27, 2007
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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