SZ
Sergey Zaks
ZAKS INVESTMENT ADVISORY SERVICE
Chicago, IL 60603
Some features on this profile are disabled
CRD#: 5079384
SZ
Professional summary
Sergey Zaks is a registered financial advisor currently at ZAKS INVESTMENT ADVISORY SERVICE, LLC located in Chicago, Illinois.
Sergey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sergey has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DISTRIBUTED SOFTWARE DEVELOPMENT, INC. (DSD)
111 W. WASHINGTON STREET, SUITE 1250
CHICAGO, IL 60602
DSD IS NOT AN INVESTMENT-RELATED BUSINESS. DSD IS A SOFTWARE DEVELOPMENT AND SOFTWARE PRODUCT COMPANY, MOSTLY ENGAGED IN DEVELOPING MUNICIPAL SYSTEMS: 911 COMPUTER-AIDED DISPATCH, VOTER-REGISTRATION SYSTEMS, AND OTHER.
I'M THE PRESIDENT OF DSD. I FOUNDED THE COMPANY IN JULY OF 1994 AND WORKED THERE SINCE THAT TIME. I DEVOTE TO THIS BUSINESS APPROXIMATELY 15 HOURS A WEEK, APPROXIMATELY 3 HOURS S DAY DURING THE SECURITIES TRADING HOURS. I DIRECT THE DEVELOPMENT TEAM, DEAL WITH THE CLIENTS (WHEN NECESSARY) AND ALSO DEAL WITH THE CONTRACTUAL ISSUES.
CRS (Client Relationship Summary) - RIA
Click below to view Sergey Zaks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2006 - Present
ZAKS INVESTMENT ADVISORY SERVICE, LLC
Office #1: 73 W. Monroe Street, Suite 210, Chicago, IL 60603RIA
CRD#: 137934
Chicago, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(2/22/2006)
Current Firm
ZI
ZAKS INVESTMENT ADVISORY SERVICE, LLC
ZAKS INVESTMENT ADVISORY SERVICE, LLC | ZAKS INVESTMENT ADVISORY SERVICES, LLC
CRD#: 137934 / SEC#:
Illinois
Registered Investment Advisory firm - (2/22/2006 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
73 W. Monroe Street, Suite 210, Chicago, IL 60603
Mailing Address
Phone number
(312) 671-9681
Established
Firm type
Fiscal year end
# of Employees
0
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
