Michael Stone
Professional Summary
Michael Stone, who also goes by Mike Stone, is a registered financial advisor currently at SUNSTONE ADVISORS, LLC located in Irvine, California and FORESIDE FUND SERVICES, LLC located in Irvine, California. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 31 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mike Stone
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Contact Information
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Disclosures on record.
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Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
SUNSTONE ADVISORS, LLC
Contact Information
Main Address
18881 Von Karman Avenue Suite 500, Irvine, CA 92612Phone Number
(949) 771-1764# of Employees
25SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
9AUM (Assets Under Management)
$122,826,584Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
SUNSTONE ADVISORS, LLC
State Registrations and Notice Filings
(1/23/2023)
(5/29/2025)
(1/15/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Stone's CRS (Customer Relationship Summary).
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