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Travis Wayne Giffey

COMPASS ADVISORY PARTNERS

COOKEVILLE, TN

·CRD# 5078459·20 years experience

Professional Summary

Travis Wayne Giffey, who also goes by Travis W Giffey, Travis Giffey, is a registered financial advisor currently at COMPASS ADVISORY PARTNERS LLC located in Cookeville, Tennessee and CSENGE ADVISORY GROUP, LLC located in Cookeville, Tennessee. Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Travis has worked at 6 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Travis W Giffey, Travis Giffey

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

COMPASS ADVISORY PARTNERS LLC·CRD# 119377

RIA

480 One Eleven Place, Cookeville, TN 38506

August 20, 2007 - Present

CSENGE ADVISORY GROUP, LLC·CRD# 131167

RIA

480 One Eleven Place, Cookeville, TN 38506

June 17, 2022 - Present

INTEGRITY ALLIANCE, LLC.·CRD# 139627

RIA

BD

480 One Eleven Pl, Cookeville, TN 38506

November 3, 2025 - Present

LION STREET FINANCIAL, LLC·CRD# 165828

BD

Cookeville, TN

June 3, 2022 - November 3, 2025

COMPASS EFFICIENT MODEL PORTFOLIOS, LLC·CRD# 125568

RIA

Cookeville, TN

March 28, 2007 - July 9, 2008

FSC SECURITIES CORPORATION·CRD# 7461

RIA

Cookeville, TN

February 16, 2006 - October 30, 2008

FSC SECURITIES CORPORATION·CRD# 7461

BD

Cookeville, TN

January 10, 2006 - June 15, 2022

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Current Firm

CA

CSENGE ADVISORY GROUP, LLC

ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | GOLDLAKE CAPITAL PARTNERS | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP

CRD#: 131167 / SEC#: 801-72792

RIA

Registered Investment Advisory firm - SEC (10/13/2011 Approved)

Florida

Registered Investment Advisory firm - Florida (11/8/2011 Terminated)

Texas

Registered Investment Advisory firm - Texas (11/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

4755 East Bay Drive, Clearwater, FL 33764

Phone Number

(727) 437-6000

# of Employees

74

SEC notice filing (45 States and Territories)

Registered to provide investment advisory services in 45 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAG ADV PART 2 (3/25/2026)

WRAP FEE BROCHURE (3/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,361

AUM (Assets Under Management)

$3,169,721,491

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) COMPASS ADVISORY PARTNERS; YES; 480 ONE ELEVEN PL COOKEVILLE, TN, 38506; OWNER; 01-SEP-2012; 160; 160; OWNER AND CCO OF INDEPENDENT RIA FIRM 2) GIFFEY FARMS POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2000 ADDRESS: 2072 Almyra Rd, Sp[arta TN 38583, United States DESCRIPTION: Owner/Operator of a cattle farming operation. 3) CSENGE ADISORY GROUP, LLC POSITION: independent contractor NATURE: IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/03/2022 ADDRESS: 4755 E Bay Dr, Clearwater FL 33764, United States DESCRIPTION: Private client investment advisory services 4) FIVE OAK FARMS POSITION: Owner NATURE: Agriculture INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 03/01/2000 ADDRESS: 2072 Almyra Rd, Sparta TN 38583, United States DESCRIPTION: Owner, operator, beef cattle production 5) FIXED INSURANCE POSITION: Owner NATURE: fixed insurnace INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2006 ADDRESS: 480 One Eleven Pl, Cookeville TN 38506, United States DESCRIPTION: fixed insurance and annuities 6) FIDELIS FINANCIAL FIXED INSURANCE POSITION: Owner NATURE: fixed insurnace INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 03/01/2006 ADDRESS: 480 One Eleven Pl, Cookeville TN 38506, United States DESCRIPTION: fixed insurance and annuities

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CA

CSENGE ADVISORY GROUP, LLC

ACUMEN3 | WEBB FINANCIAL CONSULTANTS | WEALTH TRANSFER CONSULTANTS | WEALTH STRATEGIES | WAYFINDER WEALTH | WAKEFIELD VENTURE GROUP | VERITY FINANCIAL | SAPERS & WALLACK | RADIAN PARTNERS | POLARIS WEALTH MANAGEMENT | POLARIS ADVICE | PENNJERDEL INSURANCE CONSULTANTS, INC. | PARK SQUARE FINANCIAL GROUP, LLC | PARESHAH PARTNERS LLC | PARAGON PARTNERS, LLC | PARAGON PARTNERS | NAVITAS WEALTH ADVISORS | MORRISON WEALTH ADVISORS | MAIN LINE FINANCIAL ADVISORS | JK JONES FINANCIAL | J. ROBERTS CAPITAL, INC. | INVESTMENT PLANNING & MANAGEMENT | IMPACT WEALTH ADVISORS | HOSTETLER FINANCIAL, LLC | HIGHRIDGE ADVISORY | HESS-SEGAL | GOLDLAKE CAPITAL PARTNERS | FINANCIAL SUCCESS STRATEGIES, LLC | FIDELIS FINANCIAL STRATEGIES | ELEY-GRAHAM-AUSTGEN | DRAPER FINANCIAL GROUP | DESTINY FINANCIAL GROUP | DECIMA WEALTH CONSULTING | DALAL CAPITAL | CSENGE ADVISORY GROUP, LLC | CORLEY & KENT, LLC | CONNECT ADVISORY GROUP | COMPASS ADVISORY PARTNERS LLC | COLTER-DENNIS | CINDER WEALTH ADVISORS | CASSIDY & COMPANY | CANNON, CLARK HOLMAN & ASSOCIATES | ATHENIAN PRIVATE CLIENT GROUP

CRD#: 131167 / SEC#: 801-72792

RIA

Registered Investment Advisory firm - SEC (10/13/2011 Approved)

Florida

Registered Investment Advisory firm - Florida (11/8/2011 Terminated)

Texas

Registered Investment Advisory firm - Texas (11/15/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/3/2025)

RR

Arizona
(11/3/2025)

RR

Arkansas
(11/3/2025)

RR

California
(11/3/2025)

RR

Colorado
(11/3/2025)

RR

Florida
(11/5/2025)

RR

Georgia
(11/3/2025)

RR

Hawaii
(11/3/2025)

RR

Illinois
(11/3/2025)

RR

Indiana
(11/3/2025)

RR

Iowa
(11/3/2025)

RR

Kansas
(11/3/2025)

RR

Kentucky
(11/3/2025)

RR

Michigan
(11/3/2025)

RR

Minnesota
(11/3/2025)

RR

Mississippi
(11/3/2025)

RR

Missouri
(11/3/2025)

RR

Montana
(11/3/2025)

RR

Nevada
(11/3/2025)

RR

New Mexico
(11/3/2025)

RR

New York
(11/3/2025)

RR

North Carolina
(11/3/2025)

RR

North Dakota
(11/3/2025)

RR

Ohio
(11/3/2025)

RR

Oklahoma
(11/3/2025)

RR

Oregon
(11/3/2025)

RR

Pennsylvania
(11/3/2025)

RR

South Carolina
(11/3/2025)

IAR

Tennessee
(8/20/2007)

RR

Tennessee
(11/3/2025)

RR

Texas
(11/3/2025)

RR

Virginia
(11/3/2025)

RR

Washington
(11/3/2025)

RR

West Virginia
(11/3/2025)

RR

Wyoming
(11/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2006About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2012About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Jan 2012About the Series 24 exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Travis Wayne Giffey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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TG

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