William J. Mortimer

SOLIDARITY WEALTH

LEHI, UT 84048

Some features on this profile are disabled

CRD#: 5078207

Professional summary

William James Mortimer II, who also goes by William James Mortimer, William Mortimer, is a registered financial advisor currently at SOLIDARITY WEALTH, LLC located in Lehi, Utah and SOLIDARITY CAPITAL MANAGEMENT, LLC located in Lehi, Utah.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. William has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William James Mortimer | William Mortimer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SEPT 2020; THE CHURCH OF JESUS CHRIST OF LATTER DAY SAINTS, SALT LAKE CITY, UT; NON INVESTMENT RELATED; MANAGEMENT OF CHURCH BUSINESS; BISHOP; ATTENDING MEETINGS, MANAGING BUDGET, WORKING WITH YOUTH AND PROVIDING COUNSEL; DEVOTE 50 HRS PER MONTH, 0 HRS DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Mortimer II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2021 - Present

SOLIDARITY WEALTH, LLC

Office #1: 3600 N Outlet Parkway Suite 200, Lehi, UT 84048

RIA

CRD#: 315843

LEHI, UT

Current

February 15, 2023 - Present

SOLIDARITY CAPITAL MANAGEMENT, LLC

Office #1: 3600 N Outlet Parkway, Suite 200, Lehi, UT 84043

RIA

CRD#: 322596

Lehi, UT

Past

January 3, 2022 - April 1, 2022

M. S. HOWELLS & CO.

CRD#: 104100

LEHI, UT

Past

January 3, 2011 - October 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SANDY, UT

Past

January 3, 2011 - October 29, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SANDY, UT

Past

April 6, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SALT LAKE CITY, UT

Past

April 5, 2010 - January 3, 2011

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Past

August 28, 2007 - February 23, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SALT LAKE CITY, UT

Past

February 3, 2006 - February 23, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLIDARITY WEALTH, LLC

CRD#: 315843 / SEC#: 801-122536

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(10/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/27/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/20/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/2/2006

General Securities Representative Examination

Current Firm

SOLIDARITY WEALTH, LLC

CRD#: 315843 / SEC#: 801-122536

RIA

Registered Investment Advisory firm - (10/22/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3600 N Outlet Parkway Suite 200, Lehi, UT 84048

Mailing Address

Phone number

(385) 374-1665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A - APP 1 - WRAP BROCHURE (9/22/2025)

FORM ADV 2A (9/17/2025)

Regulatory assets under management

Total Number of Accounts	748
AUM (Assets Under Management)	$ 627,846,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Reuben Rowley

EAGLE STRATEGIES LLC

IAR

AMERICAN FORK, UT

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Justin Lizama

SIMPLE FINANCIAL, LLC

IAR

West Jordan, UT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William J. Mortimer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Mortimer II's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLIDARITY CAPITAL MANAGEMENT, LLC

M. S. HOWELLS & CO.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

SOLIDARITY WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/27/2007

Series 63

Date: 4/20/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/2/2006

Current Firm

SOLIDARITY WEALTH, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLIDARITY WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors