John E. Ramos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Ramos, who also goes by John Edward Ramus, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2018 - July 9, 2020
ICAPITAL MARKETS LLC
November 2, 2016 - April 2, 2018
MANAGED ACCOUNT SERVICES, LLC
April 7, 2014 - September 13, 2016
VFINANCE INVESTMENTS, INC
November 10, 2011 - April 3, 2013
FURTHER LANE SECURITIES, L.P.
June 19, 2008 - July 13, 2011
ADVISORS ASSET MANAGEMENT, INC.
October 3, 2006 - July 13, 2011
ADVISORS ASSET MANAGEMENT, INC.
January 25, 2006 - September 26, 2006
TRINITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ICAPITAL MARKETS LLC
CRD#: 118219 / SEC#: , 8-53640
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
