NICHOLAS WOLEJSZA

FISHER\SMB | Vice President - Retirement Plan Consultant

SEATTLE, WA 98121

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CRD#: 5078092

Professional summary

NICHOLAS WOLEJSZA, CFP®, who also goes by Nicholas M Connors, Nicholas M Wolejsza, Nicholas Marion Wolejsza, Nick Wolejsza, is a registered financial advisor currently at FISHER\SMB located in Seattle, Washington.

NICHOLAS is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. NICHOLAS has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nicholas M Connors | Nicholas M Wolejsza | Nicholas Marion Wolejsza | Nick Wolejsza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QUICK, LLC - Non investment-related - Seattle, WA 98103 - Rental property - Managing Member - 07/2024, 2 hours per month not during trading hours - 0 hours during trading hours - Rental Property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view NICHOLAS WOLEJSZA's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

August 29, 2025 - Present

FISHER\SMB

Office #1: 583 Battery Street Apt 3205, Seattle, WA 98121

RIA

CRD#: 331205

SEATTLE, WA

Past

June 22, 2016 - January 11, 2019

PAYCHEX SECURITIES CORPORATION

CRD#: 39733

Renton, WA

Past

January 11, 2016 - June 21, 2016

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

March 3, 2014 - January 15, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

BELLEVUE, WA

Past

March 3, 2014 - January 15, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

BELLEVUE, WA

Past

March 3, 2014 - January 15, 2016

TD AMERITRADE, INC.

CRD#: 7870

BELLEVUE, WA

Past

May 24, 2013 - February 20, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BELLEVUE, WA

Past

May 24, 2013 - February 20, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BELLEVUE, WA

Past

March 10, 2011 - May 29, 2013

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BELLEVUE, WA

Past

January 1, 2008 - May 28, 2013

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BELLEVUE, WA

Past

July 20, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

LEWISVILLE, TX

Past

March 6, 2006 - July 13, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/4/2006

General Securities Representative Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

NICHOLAS WOLEJSZA

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view NICHOLAS WOLEJSZA's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAYCHEX SECURITIES CORPORATION

ADP BROKER-DEALER, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/2011

Series 63

Date: 3/10/2006

SIE

Date: 10/1/2018

Series 7

Date: 3/4/2006

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

Contact information

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