Daniel T. Allen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Thomas Allen was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2006. Daniel had worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2021 - December 31, 2021
BENNBRIDGE US LLC
December 22, 2016 - June 23, 2017
PATRICK CAPITAL MARKETS, LLC
July 5, 2016 - December 17, 2019
ALIIER LLC
March 29, 2014 - July 20, 2016
ALIIER LLC
February 28, 2014 - December 31, 2014
REGULUS FINANCIAL GROUP, LLC
November 5, 2012 - May 20, 2013
PATRICK CAPITAL MARKETS, LLC
October 23, 2009 - September 27, 2010
MILLINGTON SECURITIES, INC.
September 22, 2009 - October 1, 2012
ATIVO CAPITAL MANAGEMENT, LLC
December 19, 2007 - October 26, 2009
GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.
December 18, 2007 - September 14, 2009
MARC J. LANE & COMPANY
March 10, 2006 - November 29, 2007
CITIGROUP GLOBAL MARKETS INC.
February 13, 2006 - November 29, 2007
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENNBRIDGE US LLC
CRD#: 301191 / SEC#: 801-119611
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 371,635,495 |
Red Flags
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