David Trusler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Trusler, who also goes by David Wayne Trusler, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2006. David had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2022 - April 21, 2023
EAGLE STRATEGIES LLC
August 18, 2022 - April 21, 2023
NYLIFE SECURITIES LLC
February 28, 2020 - January 4, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
February 28, 2020 - August 3, 2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 6, 2020 - February 21, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 10, 2019 - November 26, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
May 7, 2019 - November 26, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
March 5, 2015 - October 26, 2018
CUNA BROKERAGE SERVICES, INC.
March 5, 2015 - October 26, 2018
CUNA BROKERAGE SERVICES, INC.
May 30, 2014 - March 2, 2015
LPL FINANCIAL LLC
May 30, 2014 - March 2, 2015
LPL FINANCIAL LLC
November 12, 2013 - February 27, 2014
LPL FINANCIAL LLC
May 31, 2013 - February 27, 2014
LPL FINANCIAL LLC
August 29, 2012 - June 3, 2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 7, 2009 - September 21, 2010
PNC WEALTH MANAGEMENT LLC
July 16, 2009 - December 11, 2009
NEW ENGLAND SECURITIES
February 25, 2009 - April 9, 2009
PRUCO SECURITIES, LLC.
October 23, 2007 - February 9, 2009
COUNTRY CAPITAL MANAGEMENT COMPANY
May 26, 2006 - March 29, 2007
COUNTRY CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
