Daniel J. Matheson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel James Matheson, ChFC®, CLU®, who also goes by Dan J Matheson, Dan Matheson, Daniel J Matheson, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2006. Daniel had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2025 - May 18, 2026
K2 WEALTH MANAGEMENT
March 14, 2025 - April 28, 2025
PENSERRA WEALTH MANAGEMENT
September 17, 2015 - April 14, 2025
ASPEN CAPITAL MANAGEMENT LLC
November 19, 2014 - November 3, 2015
MY INVESTMENT ADVISOR, INC.
October 28, 2010 - August 1, 2011
OSAIC WEALTH, INC.
August 11, 2010 - October 27, 2010
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 18, 2006 - July 29, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
K2 WEALTH MANAGEMENT
CRD#: 331906 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 12 |
| AUM (Assets Under Management) | $ 199,574 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
