BL
Brian L. Lysaght
EUKLES ASSET MANAGEMENT
CINCINNATI, OH 45202
Some features on this profile are disabled
CRD#: 5076230
BL
Professional summary
Brian Lawrence Lysaght is a registered financial advisor currently at EUKLES ASSET MANAGEMENT, LLC located in Cincinnati, Ohio and LPL FINANCIAL LLC located in Cincinnati, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Brian has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 9/4/2019 - DBA for LPL Business (entity for LPL business) - Eukles Wealth Management - Investment Related - Cincinnati, OH
2. 09/11/2019 - Eukles Asset Management LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:2019 - 160 hrs/mo - I provide investment advisory services through Eukles Asset Management, LLC, an independent investment advisor firm. I started this business activity in Sept 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Lawrence Lysaght's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2011 - Present
EUKLES ASSET MANAGEMENT, LLC
Office #1: 425 Walnut Street Suite 2410, Cincinnati, OH 45202RIA
CRD#: 156649
CINCINNATI, OH
Current
October 17, 2019 - Present
LPL FINANCIAL LLC
Office #1: 425 Walnut St # 2260, Cincinnati, OH 45202-3956RIA
BD
CRD#: 6413
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EUKLES ASSET MANAGEMENT, LLC
EUKLES ASSET MANAGEMENT, LLC
CRD#: 156649 / SEC#: 801-80915
RIA
Registered Investment Advisory firm - (1/30/2015 Approved)Indiana
Registered Investment Advisory firm - (3/24/2016 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2016 Terminated)Ohio
Registered Investment Advisory firm - (3/21/2016 Terminated)Texas
Registered Investment Advisory firm - (3/21/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Kentucky(11/15/2011)
IAR
Ohio(5/23/2011)
RR
Ohio(10/17/2019)
IAR
Texas(3/28/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 10/17/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EUKLES ASSET MANAGEMENT, LLC
EUKLES ASSET MANAGEMENT, LLC
CRD#: 156649 / SEC#: 801-80915
RIA
Registered Investment Advisory firm - (1/30/2015 Approved)Indiana
Registered Investment Advisory firm - (3/24/2016 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2016 Terminated)Ohio
Registered Investment Advisory firm - (3/21/2016 Terminated)Texas
Registered Investment Advisory firm - (3/21/2016 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
425 Walnut Street Suite 2260, Cincinnati, OH 45202
Mailing Address
Phone number
(513) 977-4799
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 364,338,384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EUKLES ASSET MANAGEMENT, LLC
CRD#: 156649Cincinnati, OH 45202TRUST BUT VERIFY
Monitor Brian Lysaght
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
