SK
Shane A. Kendrick
THE HUNTINGTON INVESTMENT COMPANY
Greenville, SC 29601
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CRD#: 5075984
SK
Professional summary
Shane Adam Kendrick, CFP®, who also goes by Shane Kendrick, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Greenville, South Carolina.
Shane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Shane has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shane Kendrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: Shana Properties, LLC POSITION: Owner/Member NATURE: Rental real estate INVESTMENT RELATED: No NUMBER OF HOURS: 5-10 SECURITIES TRADING HOURS: 5-10 START DATE: 4/1/2023 ADDRESS: 312 Carrollton Court, Greer, SC 29650 DESCRIPTION: Owner with my wife. We don't take any distributions from the LLC but it does produce income NAME: YMCA Camp Greenville POSITION:Board Member NATURE: Non profit organization INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 8/15/2024 ADDRESS: 4399 YMCA Camp Road, Cleveland, SC 29635 DESCRIPTION: Non profit organization Shane is one the board. He does not provide investment advice, this board position would be permitted as currently disclosed given he understands in the future investment advice would not be allowed. NAME: Safe Harbor, Inc. POSITION: Treasurer and Board Member NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 0-5 SECURITIES TRADING HOURS: 0 START DATE: 9/1/2022 ADDRESS: 225 South Pleasantburg Drive Greenville, SC 29607 DESCRIPTION: treasury position would just include chairing the finance committee and RR understand he will need to abstain from making investment recommendation.
CRS (Client Relationship Summary) - RIA
Click below to view Shane Adam Kendrick's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Shane Adam Kendrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 29, 2024 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: 355 South Main Street, Greenville, SC 29601Office #2: 172 East Main Street, Spartanburg, SC 29302RIA
BD
CRD#: 16986
Greenville, SC
Current
October 29, 2024 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Emi Osj - Saginaw/state 4815 State Street, Saginaw, MI 48603RIA
BD
CRD#: 16986
Saginaw, MI
Past
February 17, 2021 - September 5, 2024
TRUIST ADVISORY SERVICES, INC.
RIA
CRD#: 283390
Greenville, SC
Past
February 17, 2021 - September 5, 2024
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
GREENVILLE, SC
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
RIA
CRD#: 142785
RICHMOND, VA
Past
January 2, 2018 - February 17, 2021
BB&T SECURITIES, LLC
BD
CRD#: 142785
RICHMOND, VA
Past
February 21, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
GREENVILLE, SC
Past
February 14, 2017 - January 2, 2018
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
GREENVILLE, SC
Past
June 24, 2011 - March 11, 2014
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
SPARTANBURG, SC
Past
June 23, 2011 - March 11, 2014
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
SPARTANBURG, SC
Past
April 16, 2009 - January 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GREENVILLE, SC
Past
February 28, 2006 - January 20, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GREENVILLE, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(7/7/2025)
RR
South Carolina(10/29/2024)
IAR
South Carolina(10/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE HUNTINGTON INVESTMENT COMPANY
CRD#: 16986Greenville, SC 29601TRUST BUT VERIFY
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