AJ
Andrea B. Johnson
LIFEMARK SECURITIES
Brownsville, TN 38012
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CRD#: 5075793
AJ
Professional summary
Andrea Bond Johnson, who also goes by Andrea Crofton Bond, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Brownsville, Tennessee.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Andrea has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrea Crofton Bond
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GOLDEN CIRCLE INSURANCE AGENCY / INVESTMENT RELATED / INC. 39 S. JACKSON AVE., BROWNSVILLE, TN 38012 / OWNER, INDEPENDENT INSURANCE AGENT / START 10/2001 / 160 HOURS/MONTH / 160 HOURS/MONTH DURING SECURITIES TRADING HOURS / MANAGE THE OPERATIONS AND SALES AND SERVICE OF LIFE, HEALTH AND PROPERTY & CASUALTY INSURANCE.
2. RAWLS FUNERAL HOME / NOT INVESTMENT RELATED / 36 S. JACKSON AVE BROWNSVILLE, TN 38012 / FUNERAL DIRECTOR / START 01/1994 / 8 HOURS/MONTH / 0 HOURS/MONTH DURING SECURITIES TRADING HOURS / ASSIST ON FUNERAL SERVICES.
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Bond Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrea Bond Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 39 South Jackson Ave., Brownsville, TN 38012Office #2: 39 South Jackson Ave., Brownsville, TN 38012RIA
BD
CRD#: 16204
Brownsville, TN
Current
November 12, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 39 South Jackson Ave., Brownsville, TN 38012RIA
BD
CRD#: 16204
Brownsville, TN
Past
August 13, 2015 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
July 21, 2015 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
BROWNSVILLE, TN
Past
August 3, 2007 - May 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
RIA
CRD#: 19061
BROWNSVILLE, TN
Past
August 2, 2007 - May 30, 2014
SIGNATOR FINANCIAL SERVICES, INC.
BD
CRD#: 19061
BROWNSVILLE, TN
Past
October 25, 2006 - May 25, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BROWNSVILLE, TN
Past
June 14, 2006 - May 25, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BROWNSVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/12/2018)
RR
Tennessee(11/12/2018)
IAR
Tennessee(11/14/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Brownsville, TN 38012TRUST BUT VERIFY
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