Kenneth J. Terpening
Professional summary
Kenneth Jorma Terpening, CFP®, who also goes by Ken Terpening, Kenneth Terpening, is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Jorma Terpening's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
May 24, 2021 - Present
KING WEALTH MANAGEMENT GROUP, LLC
Office #1: 270 West Circular Street Suite 1, Saratoga Springs, NY 12866July 29, 2015 - February 24, 2017
GOLDMAN SACHS WEALTH SERVICES, L.P.
July 22, 2015 - February 24, 2017
MERCER ALLIED COMPANY, L.P.
November 8, 2013 - June 8, 2015
STRATEGIC ADVISERS LLC
January 25, 2012 - June 4, 2015
FIDELITY BROKERAGE SERVICES LLC
December 19, 2006 - January 17, 2012
MERCER ALLIED COMPANY, L.P.
January 9, 2006 - May 4, 2006
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
KING WEALTH MANAGEMENT GROUP, LLC
CRD#: 159550 / SEC#: 801-73023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/24/2021)
Exams
Current Firm
KING WEALTH MANAGEMENT GROUP, LLC
CRD#: 159550 / SEC#: 801-73023
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,743 |
| AUM (Assets Under Management) | $ 931,335,129 |
Red Flags
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