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JR

James R. Reynolds

HFM WEALTH MANAGEMENT
WEST HARTFORD, CT 06107
Some features on this profile are disabled
CRD#: 5075347
JR

Professional summary

James Ryan Reynolds, CFP®, who also goes by James Reynolds, is a registered financial advisor currently at HFM WEALTH MANAGEMENT located in West Hartford, Connecticut.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. James has worked at 6 firms and has passed the Series 66, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James Reynolds

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Ryan Reynolds's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

January 27, 2020 - Present

HFM WEALTH MANAGEMENT

Office #1: 65 Lasalle Road Ste 307, West Hartford, CT 06107
RIA
CRD#: 105039
WEST HARTFORD, CT
Past

March 29, 2017 - September 5, 2019

GANIM PRIVATE WEALTH

RIA
CRD#: 285679
SHELTON, CT
Past

April 18, 2016 - March 29, 2017

KESTRA ADVISORY SERVICES, LLC

RIA
CRD#: 283330
BRIDGEPORT, CT
Past

September 27, 2012 - September 22, 2016

KESTRA INVESTMENT SERVICES, LLC

RIA
CRD#: 42046
BRIDGEPORT, CT
Past

September 27, 2012 - March 29, 2017

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
BRIDGEPORT, CT
Past

June 1, 2011 - September 18, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
PLANTSVILLE, CT
Past

November 11, 2010 - September 18, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PLANTSVILLE, CT
Past

January 25, 2006 - November 17, 2008

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT

CRD#: 105039 / SEC#: 801-33701

RIA
Registered Investment Advisory firm - (2/6/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(1/27/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/31/2011
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 2/22/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 1/24/2006
General Securities Representative Examination

Current Firm

HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT

CRD#: 105039 / SEC#: 801-33701

RIA
Registered Investment Advisory firm - (2/6/1989 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
65 Lasalle Road Ste 307, West Hartford, CT 06107
Mailing Address
Phone number
(860) 241-0028
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DTD 2025 MARCH 27 (3/27/2025)

Regulatory assets under management

Total Number of Accounts186
AUM (Assets Under Management)$ 712,971,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HFM WEALTH MANAGEMENT

CRD#: 105039West Hartford, CT 06107

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