Jeffery G. Stupar

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CRD#: 5074928

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffery George Stupar, who also goes by Jeff G Stupar, Jeff Stupar, Jeffery G Stupar, Jeffery Stupar, was a registered financial professional .

Jeffery is a previously registered financial professional and started their career in finance in 2006. Jeffery had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jeff G Stupar | Jeff Stupar | Jeffery G Stupar | Jeffery Stupar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Stupar Financial LLC (changed names from WWW.WISCONSINRETIREMENTSOLUTIONS.COM in 2017), NON-INVESTMENT RELATED BUSINESS, - 10/2013 - PRESENT, 40 HOURS PER WEEK AND DURING TRADING HOURS. ANNUITY/INSURANCE RELATED BUSINESS, OWNER/LICENSED INSURANCE AGENT 2) Honey Creek Church (merged with RIVER PARK COMMUNITY CHURCH in Jan 2015), NON-INVESTMENT RELATED BUSINESS, 20711 WATERTOWN RD., WAUKESHA, WI. 53186, COMMUNITY CHURCH, CO. PASTOR, START DATE - 1998 - PRESENT, 10 HOURS PER WEEK DURING NON-BUSINESS HOURS, AND DURING NON -TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 13, 2019 - November 15, 2023

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Oconomowoc, WI

Past

August 1, 2018 - July 11, 2019

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

New Berlin, WI

Past

October 13, 2014 - September 21, 2017

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

New Berlin, WI

Past

August 1, 2011 - October 4, 2013

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

WAUKESHA, WI

Past

August 1, 2011 - October 2, 2013

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

WAUKESHA, WI

Past

February 26, 2009 - July 19, 2011

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

MILWAUKEE, WI

Past

December 4, 2008 - July 19, 2011

NYLIFE SECURITIES LLC

CRD#: 5167

MILWAUKEE, WI

Past

November 11, 2008 - November 24, 2008

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

BROOKFIELD, WI

Past

July 26, 2007 - November 24, 2008

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

BROOKFIELD, WI

Past

September 29, 2006 - July 27, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

WAUESHA, WI

Past

June 21, 2006 - October 5, 2006

EDWARD JONES

CRD#: 250

BROCKFIELD, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2006

General Securities Representative Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffery G. Stupar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

SECURE INVESTMENT MANAGEMENT, LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

A. G. EDWARDS & SONS, INC.

EDWARD JONES

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/24/2008

Series 63

Date: 6/23/2006

Series 7

Date: 6/20/2006

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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