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Marcus Alan Dickerson

CETERA INVESTMENT ADVISERS
BEAUMONT, TX
·CRD# 5074800·20 years experience

Professional Summary

Marcus Alan Dickerson, who also goes by Marcus A Dickerson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beaumont, Texas and CETERA WEALTH SERVICES, LLC located in Beaumont, Texas. Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Marcus has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Marcus A Dickerson

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
4055 Dowlen Road, Suite 111, Beaumont, TX 77706
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
4055 Dowlen Road, Suite 111, Beaumont, TX 77706
September 5, 2025 - Present
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Beaumont, TX
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Beaumont, TX
October 25, 2019 - September 5, 2025
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Beaumont, TX
August 3, 2011 - October 25, 2019
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Beaumont, TX
August 3, 2011 - October 25, 2019
EDWARD JONES·CRD# 250
RIA
Lufkin, TX
March 8, 2010 - August 5, 2011
EDWARD JONES·CRD# 250
BD
Lufkin, TX
March 8, 2010 - August 5, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Lufkin, TX
July 31, 2009 - March 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Lufkin, TX
July 31, 2009 - March 16, 2010
EDWARD JONES·CRD# 250
RIA
Jasper, TX
November 13, 2007 - August 3, 2009
EDWARD JONES·CRD# 250
BD
Jasper, TX
January 31, 2006 - August 3, 2009

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GULF COAST SOCIAL SECURITY STRATEGIES POSITION: ADVISOR NATURE: SOCIAL SECURITY ADVISING INVESTMENT RELATED: Yes # OF HRS: 60 TRADING HRS: 60 START: 10/17/2014 ADDR: Beaumont TX, DESCR: USING THIRD-PARTY SOFTWARE, I PLAN TO PROVIDE CLIENTS WITH ADVICE ON SOCIAL SECURITY BENEFITS & THEIR BEST STRATEGY FOR CLAIMING THOSE BENEFITS 2) THE DICKERSON GROUP POSITION: PARTNER NATURE: Marketing name only called "The Dickerson Group." We are not forming a new business or entity. INV RELATED: Yes #OF HRS: 160 TRADING HRS: 8 START: 02/23/2016 ADDRESS: Beaumont TX; DESCR: Same responsibilities as with FMW Financial Advisors. 3) VARIOUS FIXED INS COMPANIES POSITION: AGENT NATURE: FIXED INS INV REL: Yes NUMBER OF HRS: 1 TRADING HRS: 1 DESCR: Sales of fixed ins 4) FORTIFIED SOLAR; Customer; Fortified purchases and installs solar panels on residential, commercial, and industrial buildings and boat and RV storage facilities. NIR; HRS 10; HRS 5; 11/25/2024; 952 Geer Hwy, Travelers Rest SC 29690, United States; I form an LLC and purchase solar panels through Fortified and they install them on various locations. I receive regular updates as to the progress and location of the panels. This is part of the TCJA of 2022 and provides tax credits as an incentive to assisting the US government in building out the renewable energy grid. 5) Texas Tech Alumni Association - Beaumont Chapter; POSITION: CO-PRESIDENT; NATURE: EVENT PLANNING; INVESTMENT RELATED: No ; INVESTMENT RELATED HOURS: 0; START DATE: 04/01/2016; ADDRESS: Lubbock TX ; 6) CoSource Financial Group, LLC; Financial Advisor; Provide financial planning services to clients of CoSource Financial Group. ;IR; HRS 20; HRS 20; 03/28/2018; ADDRESS: 91 Settlers Trace Blvd Lafayette LA 70508; CoSource has thousands of participants in the 401(k) plans they manage and have requested I assist them with their clients' financial needs that lie outside of their company retirement plans. 7) Advisors Excel; Insurance Agent; Advisors Excel will provide service support for fixed insurance business; FIXED INSURANCE WITH VARIOUS COMPANIES; IR; HRS 40; HRS 25 10/01/2021; 2950 SW McClure Road Topeka KS 66614; I will utilize Advisors Excel for fixed insurance products; SALES OF FIXED INSURANCE PRODUCTS 8) BEAUMONT'S FIRST BAPTIST CHURCH - FINANCIAL RESOURCES COMMITTEE; Committee Member; Provides a strategic ministry of oversight and disbursement of the financial resources provided to FBC by it's members. NIR; HRS 2; HRS 0; 05/11/2025; 3739 N. Major Drive, Beaumont TX 77713, United States; I serve as a volunteer member of the Financial Resources Committee at my church. Responsibilities include providing input on budgeting, reviewing financial statements, and making high-level recommendations related to operational and administrative financial matters. This role does not involve providing advice on or making decisions related to investment securities.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alaska
(2/5/2026)
RR
Arizona
(9/5/2025)
RR
Arkansas
(9/5/2025)
RR
California
(9/5/2025)
RR
Florida
(12/5/2025)
RR
Idaho
(9/5/2025)
RR
Louisiana
(9/5/2025)
RR
New York
(9/5/2025)
RR
North Carolina
(9/5/2025)
RR
Ohio
(9/5/2025)
RR
Texas
(9/5/2025)
IAR
Texas
(9/5/2025)
RR
Virginia
(9/5/2025)
RR
Washington
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2006About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Marcus Alan Dickerson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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