MD
Marcus A. Dickerson
CETERA INVESTMENT ADVISERS LLC
BEAUMONT, TX 77706
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CRD#: 5074800
MD
Professional summary
Marcus Alan Dickerson, who also goes by Marcus A Dickerson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beaumont, Texas and CETERA WEALTH SERVICES, LLC located in Beaumont, Texas.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Marcus has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marcus A Dickerson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GULF COAST SOCIAL SECURITY STRATEGIES POSITION: ADVISOR NATURE: SOCIAL SECURITY ADVISING INVESTMENT RELATED: Yes # OF HRS: 60 TRADING HRS: 60 START: 10/17/2014 ADDR: Beaumont TX, DESCR: USING THIRD-PARTY SOFTWARE, I PLAN TO PROVIDE CLIENTS WITH ADVICE ON SOCIAL SECURITY BENEFITS & THEIR BEST STRATEGY FOR CLAIMING THOSE BENEFITS 2) THE DICKERSON GROUP POSITION: PARTNER NATURE: Marketing name only called "The Dickerson Group." We are not forming a new business or entity. INV RELATED: Yes #OF HRS: 160 TRADING HRS: 8 START: 02/23/2016 ADDRESS: Beaumont TX; DESCR: Same responsibilities as with FMW Financial Advisors. 3) VARIOUS FIXED INS COMPANIES POSITION: AGENT NATURE: FIXED INS INV REL: Yes NUMBER OF HRS: 1 TRADING HRS: 1 DESCR: Sales of fixed ins 4) FORTIFIED SOLAR; Customer; Fortified purchases and installs solar panels on residential, commercial, and industrial buildings and boat and RV storage facilities. NIR; HRS 10; HRS 5; 11/25/2024; 952 Geer Hwy, Travelers Rest SC 29690, United States; I form an LLC and purchase solar panels through Fortified and they install them on various locations. I receive regular updates as to the progress and location of the panels. This is part of the TCJA of 2022 and provides tax credits as an incentive to assisting the US government in building out the renewable energy grid. 5) Texas Tech Alumni Association - Beaumont Chapter; POSITION: CO-PRESIDENT; NATURE: EVENT PLANNING; INVESTMENT RELATED: No ; INVESTMENT RELATED HOURS: 0; START DATE: 04/01/2016; ADDRESS: Lubbock TX ; 6) CoSource Financial Group, LLC; Financial Advisor; Provide financial planning services to clients of CoSource Financial Group. ;IR; HRS 20; HRS 20; 03/28/2018; ADDRESS: 91 Settlers Trace Blvd Lafayette LA 70508; CoSource has thousands of participants in the 401(k) plans they manage and have requested I assist them with their clients' financial needs that lie outside of their company retirement plans. 7) Advisors Excel; Insurance Agent; Advisors Excel will provide service support for fixed insurance business; FIXED INSURANCE WITH VARIOUS COMPANIES; IR; HRS 40; HRS 25 10/01/2021; 2950 SW McClure Road Topeka KS 66614; I will utilize Advisors Excel for fixed insurance products; SALES OF FIXED INSURANCE PRODUCTS 8) BEAUMONT'S FIRST BAPTIST CHURCH - FINANCIAL RESOURCES COMMITTEE; Committee Member; Provides a strategic ministry of oversight and disbursement of the financial resources provided to FBC by it's members. NIR; HRS 2; HRS 0; 05/11/2025; 3739 N. Major Drive, Beaumont TX 77713, United States; I serve as a volunteer member of the Financial Resources Committee at my church. Responsibilities include providing input on budgeting, reviewing financial statements, and making high-level recommendations related to operational and administrative financial matters. This role does not involve providing advice on or making decisions related to investment securities.
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Alan Dickerson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 4055 Dowlen Road, Suite 111, Beaumont, TX 77706RIA
CRD#: 105644
BEAUMONT, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 4055 Dowlen Road, Suite 111, Beaumont, TX 77706BD
CRD#: 13572
BEAUMONT, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BEAUMONT, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEAUMONT, TX
Past
August 3, 2011 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
BEAUMONT, TX
Past
August 3, 2011 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
BEAUMONT, TX
Past
March 8, 2010 - August 5, 2011
EDWARD JONES
RIA
CRD#: 250
LUFKIN, TX
Past
March 8, 2010 - August 5, 2011
EDWARD JONES
BD
CRD#: 250
LUFKIN, TX
Past
July 31, 2009 - March 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
LUFKIN, TX
Past
July 31, 2009 - March 16, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
LUFKIN, TX
Past
November 13, 2007 - August 3, 2009
EDWARD JONES
RIA
CRD#: 250
JASPER, TX
Past
January 31, 2006 - August 3, 2009
EDWARD JONES
BD
CRD#: 250
JASPER, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Arkansas(9/5/2025)
RR
California(9/5/2025)
RR
Idaho(9/5/2025)
RR
Louisiana(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
