Chiara E. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chiara Elizabeth Russo, who also goes by Chiara E Russo Ms., Chiara Elizabeth Russo Ms, Chiara Russo, was a registered financial professional .
Chiara is a previously registered financial professional and started their career in finance in 2006. Chiara had worked at 9 firms and has passed the Series 63, Series 79TO, SIE, Series 86, Series 87, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2018 - June 5, 2020
SOLEBURY CAPITAL LLC
September 8, 2015 - June 16, 2017
CANTOR FITZGERALD & CO.
April 29, 2013 - August 26, 2015
JANNEY MONTGOMERY SCOTT LLC
July 27, 2006 - February 9, 2007
WALNUT STREET SECURITIES, INC.
July 27, 2006 - February 9, 2007
TOWER SQUARE SECURITIES, INC.
July 27, 2006 - February 9, 2007
NEW ENGLAND SECURITIES
May 9, 2006 - February 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
May 9, 2006 - February 9, 2007
MSI FINANCIAL SERVICES, INC.
February 15, 2006 - April 17, 2006
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/4/2019
Investment Banking Registered Representative ExaminationCurrent Firm
SOLEBURY CAPITAL LLC
CRD#: 143299 / SEC#: , 8-67548
Contact information
FINRA licenses (8 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| COHN, VICTOR ALLAN | CHAIRMAN, CHIEF OPERATING OFFICER | 808136 |
| EARLING, DAVID CRISTOFORI | MANAGING DIRECTOR | 2534818 |
| HATFIELD, EDWARD RIDGWAY | CHIEF EXECUTIVE OFFICER | 1781580 |
| IM, YOULREE | CHIEF ADMINISTRATIVE OFFICER | 5195473 |
| JACOBY, MATTHEW R | CHIEF COMPLIANCE OFFICER | 5720650 |
| LONG, GEORGE PHILLIP MR. | CHIEF LEGAL OFFICER | 5094038 |
| ROHALY, JEFFREY P | FINANCIAL OPERATIONS PRINCIPAL, PFO, POO | 4588188 |
| WILLIAMS, JULIE | VICE PRESIDENT | 6040587 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
