Stephen G. Parks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Glover Parks was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2006. Stephen had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2020 - December 24, 2025
SKYSTONE SECURITIES, LLC
February 22, 2016 - June 13, 2017
COMMERCE STREET CAPITAL, LLC
October 22, 2007 - March 12, 2008
SAMCO CAPITAL MARKETS, INC.
October 1, 2007 - March 28, 2013
COMMERCE STREET CAPITAL, LLC
May 19, 2006 - October 1, 2007
SAMCO CAPITAL MARKETS, INC.
February 24, 2006 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SKYSTONE SECURITIES, LLC
CRD#: 131953 / SEC#: , 8-66529
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETRO CAPITAL SECURITIES HOLDINGS, LLC | SOLE MEMBER | |
| NEWTON, ROSSER COKE | MANAGING MEMBER/DESIGNATED PRINCIPAL/CCO | 2616702 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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