Stephen G. Parks
Professional summary
Stephen Glover Parks was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stephen Glover Parks was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2006. Stephen had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2020 - December 24, 2025
SKYSTONE SECURITIES, LLC
February 22, 2016 - June 13, 2017
COMMERCE STREET CAPITAL, LLC
October 22, 2007 - March 12, 2008
SAMCO CAPITAL MARKETS, INC.
October 1, 2007 - March 28, 2013
COMMERCE STREET CAPITAL, LLC
May 19, 2006 - October 1, 2007
SAMCO CAPITAL MARKETS, INC.
February 24, 2006 - May 19, 2006
PENSON FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SKYSTONE SECURITIES, LLC
CRD#: 131953 / SEC#: , 8-66529
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PETRO CAPITAL SECURITIES HOLDINGS, LLC | SOLE MEMBER | |
| NEWTON, ROSSER COKE | MANAGING MEMBER/DESIGNATED PRINCIPAL/CCO | 2616702 |
Red Flags
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