Sharon F. Towns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharon F Towns, who also goes by Sharon Faust, Sharon Sims, Sharon F. Towns, was a registered financial professional .
Sharon is a previously registered financial professional and started their career in finance in 2007. Sharon had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 15, 2017 - August 10, 2020
APW CAPITAL, INC.
June 9, 2008 - April 3, 2017
NATIONAL PLANNING CORPORATION
June 2, 2008 - April 3, 2017
NATIONAL PLANNING CORPORATION
June 4, 2007 - June 3, 2008
FINANCIAL STRATEGIES GROUP INC
January 3, 2007 - June 12, 2008
SECURITIES AMERICA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/14/2022
General Securities Representative ExaminationCurrent Firm
APW CAPITAL, INC.
CRD#: 43814 / SEC#: , 8-50433
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
