Howard Robard Dal Monte
Professional Summary
Howard Robard Dal Monte, who also goes by Howard R Dal Monte, Howard R Dalmonte, is a registered financial advisor currently at CLARITY WEALTH MANAGEMENT, L.L.C. located in Gilbert, Arizona and LPL FINANCIAL LLC located in Gilbert, Arizona. Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Howard has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Howard R Dal Monte, Howard R Dalmonte
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Current Firm
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3303 E Baseline Rd Ste. 107, Gilbert, AZ 85234Mailing Address
3303 E Baseline Rd Ste 107, Gilbert, AZ 85234Phone Number
(480) 776-9670# of Employees
6SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
944AUM (Assets Under Management)
$236,835,677Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
Primary Firm SEC Registration
CLARITY WEALTH MANAGEMENT, L.L.C. | CLARITY WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(10/1/2015)
(11/8/2016)
(12/9/2024)
(8/7/2024)
(5/2/2025)
(6/13/2024)
(12/23/2024)
(12/20/2025)
(12/23/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2006About the Series 6 examSRO Registrations
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION
CRS (Client Relationship Summary) - RIA
Click below to view Howard Robard Dal Monte's CRS (Customer Relationship Summary).
Similar Advisors
RBC CAPITAL MARKETS, LLC
VANGUARD MARKETING CORPORATION
AMERIPRISE FINANCIAL SERVICES, LLC
VANGUARD MARKETING CORPORATION