John A. Shepard

CPMG

Dallas, TX 75209

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CRD#: 5074397

Professional summary

John Alexander Shepard is a registered financial advisor currently at CPMG, INC. located in Dallas, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. John has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alexander Shepard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 9, 2005 - Present

CPMG, INC.

Office #1: 4215 West Lovers Lane Suite 100, Dallas, TX 75209

RIA

CRD#: 131417

Dallas, TX

Past

December 9, 2005 - May 8, 2006

CARDINAL TRADING

RIA

CRD#: 6657

DALLAS, TX

Past

December 9, 2005 - June 21, 2006

CARDINAL PUBLIC MARKET GROUP, L.P.

RIA

CRD#: 131420

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CPMG, INC.

CONDIRE INVESTORS, LLC ("SPECIAL PURPOSE GENERAL PARTNER") | WHITE IBIS GP, LLC ("SPECIAL PURPOSE GENERAL PARTNER") | REDBIRD LIFE SCIENCES, INC. ("SPECIAL PURPOSE GENERAL PARTNER") | MOORHEN, LLC ("SPECIAL PURPOSE GENERAL PARTNER") | CPMG, INC.

CRD#: 131417 / SEC#: 801-64945

RIA

Registered Investment Advisory firm - (12/14/2005 Approved)

Texas

Registered Investment Advisory firm - (1/4/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/9/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2005

Uniform Investment Adviser Law Examination

Current Firm

CPMG, INC.

CRD#: 131417 / SEC#: 801-64945

RIA

Registered Investment Advisory firm - (12/14/2005 Approved)

Texas

Registered Investment Advisory firm - (1/4/2006 Terminated)

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Contact information

Main Address

4215 West Lovers Lane Suite 100, Dallas, TX 75209

Mailing Address

Phone number

(214) 871-6829

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/28/2025)

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 717,320,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John A. Shepard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Alexander Shepard's CRS (Customer Relationship Summary).

Certified licenses

Experience

CPMG, INC.

CARDINAL TRADING

CARDINAL PUBLIC MARKET GROUP, L.P.

Primary Firm SEC Registration

CPMG, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2005

Current Firm

CPMG, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CPMG, INC.

TRUST BUT VERIFY

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