BD
Barbara A. Dare
PACIFIC SELECT DISTRIBUTORS
Newport Beach, CA 92660
Some features on this profile are disabled
CRD#: 5074108
BD
Professional summary
Barbara Alyce Dare, who also goes by Barbara Alyce Kazwell, Barbara Alyce Kazwell, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Barbara is registered as a RR (Registered Representative) and started their career in finance in 2006. Barbara has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 26 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Barbara Alyce Kazwell | Barbara Alyce Kazwell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Barbara Alyce Dare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 10, 2020 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660BD
CRD#: 4452
Newport Beach, CA
Past
November 7, 2019 - November 3, 2020
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
June 15, 2016 - June 17, 2019
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
St Petersburg, FL
Past
November 13, 2014 - June 10, 2016
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
CHARLOTTE, NC
Past
September 10, 2013 - June 13, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
CHARLOTTE, NC
Past
April 24, 2006 - November 26, 2012
METLIFE INVESTORS DISTRIBUTION COMPANY
BD
CRD#: 107622
NEW YORK CITY, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/1/2021)
RR
Alaska(9/1/2021)
RR
Arizona(9/1/2021)
RR
Arkansas(9/1/2021)
RR
California(9/1/2021)
RR
Colorado(9/1/2021)
RR
Connecticut(9/1/2021)
RR
Delaware(9/1/2021)
RR
District of Columbia(9/1/2021)
RR
Florida(9/1/2021)
RR
Georgia(9/1/2021)
RR
Hawaii(9/1/2021)
RR
Idaho(9/1/2021)
RR
Illinois(9/1/2021)
RR
Indiana(9/1/2021)
RR
Iowa(9/1/2021)
RR
Kansas(9/1/2021)
RR
Kentucky(9/1/2021)
RR
Louisiana(9/1/2021)
RR
Maine(9/1/2021)
RR
Maryland(9/1/2021)
RR
Massachusetts(9/1/2021)
RR
Michigan(9/1/2021)
RR
Minnesota(9/1/2021)
RR
Mississippi(9/1/2021)
RR
Missouri(9/1/2021)
RR
Montana(9/1/2021)
RR
Nebraska(9/1/2021)
RR
Nevada(9/1/2021)
RR
New Hampshire(9/1/2021)
RR
New Jersey(9/1/2021)
RR
New Mexico(9/1/2021)
RR
New York(9/1/2021)
RR
North Carolina(11/10/2020)
RR
North Dakota(9/1/2021)
RR
Ohio(9/2/2021)
RR
Oklahoma(9/1/2021)
RR
Oregon(9/1/2021)
RR
Pennsylvania(9/1/2021)
RR
Rhode Island(9/1/2021)
RR
South Carolina(9/1/2021)
RR
South Dakota(9/1/2021)
RR
Tennessee(9/1/2021)
RR
Texas(9/1/2021)
RR
Utah(9/1/2021)
RR
Vermont(9/1/2021)
RR
Virginia(9/1/2021)
RR
Washington(9/1/2021)
RR
West Virginia(9/1/2021)
RR
Wisconsin(9/1/2021)
RR
Wyoming(9/1/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PACIFIC SELECT DISTRIBUTORS, LLC
PACIFIC EQUITY SALES COMPANY | PACIFIC SELECT DISTRIBUTORS, LLC | PACIFIC SELECT DISTRIBUTORS, INC. | PACIFIC SECURITIES | PACIFIC MUTUAL DISTRIBUTORS, INC. | PACIFIC MUTUAL DISTRIBURTORS, INC.
CRD#: 4452 / SEC#: , 8-15264
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Mailing Address
700 Newport Center Drive, Newport Beach, CA 92660-6397
Phone number
(949) 219-6579
Established
Delaware since 01/01/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
